04/01/08 "The
Atlantic" -
-- - In the hills east of Sacramento, California, Folsom
State Prison stands beside a man-made lake, surrounded by
granite walls built by inmate laborers. The gun towers have
peaked roofs and Gothic stonework that give the prison the
appearance of a medieval fortress, ominous and forbidding.
For more than a century Folsom and San Quentin were the end
of the line in California's penal system; they were the
state's only maximum-security penitentiaries. During the
early 1980s, as California's inmate population began to
climb, Folsom became dangerously overcrowded. Fights between
inmates ended in stabbings six or seven times a week. The
poor sight lines within the old cellblocks put correctional
officers at enormous risk. From 1984 to 1994 California
built eight new maximum-security (Level 4) facilities. The
bullet holes in the ceilings of Folsom's cellblocks, left by
warning shots, are the last traces of the prison's violent
years. Today Folsom is a medium-security (Level 2) facility,
filled with the kind of inmates that correctional officers
consider "soft." No one has been stabbed to death at Folsom
in almost four years. Among its roughly 3,800 inmates are
some 500 murderers, 250 child molesters, and an assortment
of rapists, armed robbers, drug dealers, burglars, and petty
thieves. The cells in Housing Unit 1 are stacked five
stories high, like boxes in a vast warehouse; glimpses of
hands and arms and faces, of flickering TV screens, are
visible between the steel bars. Folsom now houses almost
twice as many inmates as it was designed to hold. The
machine shop at the prison, run by inmates, manufactures
steel frames for double bunks—and triple bunks—in addition
to license plates.
Less than a quarter mile
from the old prison is the
California State Prison at Sacramento, known as "New
Folsom," which houses about 3,000 Level 4 inmates. They are
the real hard cases: violent predators, gang members,
prisoners unable to "program" well at other facilities,
unable to obey the rules. New Folsom does not have granite
walls. It has a "death-wire electrified fence," set between
two ordinary chain-link fences, that administers a lethal
dose of 5,100 volts at the slightest touch. The architecture
of New Folsom is stark and futuristic. The buildings have
smooth gray concrete façades, unadorned except for narrow
slits for cell windows. Approximately a third of the inmates
are serving life sentences; more than a thousand have
committed at least one murder, nearly 500 have committed
armed robbery, and nearly 200 have committed assault with a
deadly weapon.
Inmates were placed in New
Folsom while it was still under construction. The prison was
badly overcrowded even before it was finished, in 1987. It
has at times housed more than 300 inmates in its gymnasiums.
New Folsom—like old Folsom, and like the rest of the
California prison system—now operates at roughly double its
intended capacity. Over the past twenty years the State of
California has built twenty-one new prisons, added thousands
of cells to existing facilities, and increased its inmate
population eightfold. Nonviolent offenders have been
responsible for most of that increase. The number of drug
offenders imprisoned in the state today is more than twice
the number of inmates who were imprisoned for all crimes in
1978. California now has the biggest prison system in the
Western industrialized world, a system 40 percent bigger
than the Federal Bureau of Prisons. The state holds more
inmates in its jails and prisons than do France, Great
Britain, Germany, Japan, Singapore, and the Netherlands
combined.
The
California Department of Corrections predicts that at
the current rate of expansion, barring a court order that
forces a release of prisoners, it will run out of room
eighteen months from now. Simply to remain at double
capacity the state will need to open at least one new prison
a year, every year, for the foreseeable future.
Today the United States has
approximately 1.8 million people behind bars: about 100,000
in federal custody, 1.1 million in state custody, and
600,000 in local jails. Prisons hold inmates convicted of
federal or state crimes; jails hold people awaiting trial or
serving short sentences. The United States now imprisons
more people than any other country in the world—perhaps half
a million more than Communist China. The American inmate
population has grown so large that it is difficult to
comprehend: imagine the combined populations of Atlanta, St.
Louis, Pittsburgh, Des Moines, and Miami behind bars. "We
have embarked on a great social experiment," says Marc
Mauer, the author of the upcoming book The Race to
Incarcerate. "No other society in human history has ever
imprisoned so many of its own citizens for the purpose of
crime control." The prison boom in the United States is a
recent phenomenon. Throughout the first three quarters of
this century the nation's incarceration rate remained
relatively stable, at about 110 prison inmates for every
100,000 people. In the mid-1970s the rate began to climb,
doubling in the 1980s and then again in the 1990s. The rate
is now 445 per 100,000; among adult men it is about 1,100
per 100,000. During the past two decades roughly a thousand
new prisons and jails have been built in the United States.
Nevertheless, America's prisons are more overcrowded now
than when the building spree began, and the inmate
population continues to increase by 50,000 to 80,000 people
a year.
The economist and legal
scholar Michael K. Block, who believes that American
sentencing policies are still not harsh enough, offers a
straightforward explanation for why the United States has
lately incarcerated so many people: "There are too many
prisoners because there are too many criminals committing
too many crimes." Indeed, the nation's prisons now hold
about 150,000 armed robbers, 125,000 murderers, and 100,000
sex offenders—enough violent criminals to populate a
medium-sized city such as Cincinnati. Few would dispute the
need to remove these people from society. The level of
violent crime in the United States, despite recent declines,
still dwarfs that in Western Europe. But the proportion of
offenders being sent to prison each year for violent crimes
has actually fallen during the prison boom. In 1980 about
half the people entering state prison were violent
offenders; in 1995 less than a third had been convicted of a
violent crime. The enormous increase in America's inmate
population can be explained in large part by the sentences
given to people who have committed nonviolent offenses.
Crimes that in other countries would usually lead to
community service, fines, or drug treatment—or would not be
considered crimes at all—in the United States now lead to a
prison term, by far the most expensive form of punishment.
"No matter what the question has been in American criminal
justice over the last generation," says Franklin E. Zimring,
the director of the Earl Warren Legal Institute, "prison has
been the answer."
On January 17, 1961, President
Dwight D. Eisenhower used his farewell address to issue a
warning, as the United States continued its cold war with
the Soviet Union. "In the councils of government,"
Eisenhower said, "we must guard against the acquisition of
unwarranted influence, whether sought or unsought, by the
military-industrial complex." Eisenhower had grown concerned
about this new threat to democracy during the 1960 campaign,
when fears of a "missile gap" with the Soviet Union were
whipped up by politicians, the press, and defense
contractors hoping for increased military spending.
Eisenhower knew that no missile gap existed and that fear of
one might lead to a costly, unnecessary response. "The
potential for the disastrous rise of misplaced power exists
and will persist," Eisenhower warned. "We should take
nothing for granted."
Three decades after the war
on crime began, the United States has developed a
prison-industrial complex—a set of bureaucratic, political,
and economic interests that encourage increased spending on
imprisonment, regardless of the actual need. The
prison-industrial complex is not a conspiracy, guiding the
nation's criminal-justice policy behind closed doors. It is
a confluence of special interests that has given prison
construction in the United States a seemingly unstoppable
momentum. It is composed of politicians, both liberal and
conservative, who have used the fear of crime to gain votes;
impoverished rural areas where prisons have become a
cornerstone of economic development; private companies that
regard the roughly $35 billion spent each year on
corrections not as a burden on American taxpayers but as a
lucrative market; and government officials whose fiefdoms
have expanded along with the inmate population. Since 1991
the rate of violent crime in the United States has fallen by
about 20 percent, while the number of people in prison or
jail has risen by 50 percent. The prison boom has its own
inexorable logic. Steven R. Donziger, a young attorney who
headed the
National Criminal Justice Commission in 1996, explains
the thinking: "If crime is going up, then we need to build
more prisons; and if crime is going down, it's because we
built more prisons—and building even more prisons will
therefore drive crime down even lower."
The raw material of the
prison-industrial complex is its inmates: the poor, the
homeless, and the mentally ill; drug dealers, drug addicts,
alcoholics, and a wide assortment of violent sociopaths.
About 70 percent of the prison inmates in the United States
are illiterate. Perhaps 200,000 of the country's inmates
suffer from a serious mental illness. A generation ago such
people were handled primarily by the mental-health, not the
criminal-justice, system. Sixty to 80 percent of the
American inmate population has a history of substance abuse.
Meanwhile, the number of drug-treatment slots in American
prisons has declined by more than half since 1993. Drug
treatment is now available to just one in ten of the inmates
who need it. Among those arrested for violent crimes, the
proportion who are African-American men has changed little
over the past twenty years. Among those arrested for drug
crimes, the proportion who are African-American men has
tripled. Although the prevalence of illegal drug use among
white men is approximately the same as that among black men,
black men are five times as likely to be arrested for a drug
offense. As a result, about half the inmates in the United
States are African-American. One out of every fourteen black
men is now in prison or jail. One out of every four black
men is likely to be imprisoned at some point during his
lifetime. The number of women sentenced to a year or more of
prison has grown twelvefold since 1970. Of the 80,000 women
now imprisoned, about 70 percent are nonviolent offenders.
About 75 percent have children.
The prison-industrial
complex is not only a set of interest groups and
institutions. It is also a state of mind. The lure of big
money is corrupting the nation's criminal-justice system,
replacing notions of public service with a drive for higher
profits. The eagerness of elected officials to pass
"tough-on-crime" legislation—combined with their
unwillingness to disclose the true costs of these laws—has
encouraged all sorts of financial improprieties. The inner
workings of the prison-industrial complex can be observed in
the state of New York, where the prison boom started,
transforming the economy of an entire region; in Texas and
Tennessee, where private prison companies have thrived; and
in California, where the correctional trends of the past two
decades have converged and reached extremes. In the realm of
psychology a complex is an overreaction to some perceived
threat. Eisenhower no doubt had that meaning in mind when,
during his farewell address, he urged the nation to resist
"a recurring temptation to feel that some spectacular and
costly action could become the miraculous solution to all
current difficulties."
Liberal Legacy
The origins of the
prison-industrial complex can be dated to January of 1973.
Senator Barry Goldwater had used the fear of crime to
attract white middle-class voters a decade earlier, and
Richard Nixon had revived the theme during the 1968
presidential campaign, but little that was concrete emerged
from their demands for law and order. On the contrary,
Congress voted decisively in 1970 to eliminate almost all
federal mandatory-minimum sentences for drug offenders.
Leading members of both political parties applauded the
move. Mainstream opinion considered drug addiction to be
largely a public-health problem, not an issue for the
criminal courts. The Federal Bureau of Prisons was preparing
to close large penitentiaries in Georgia, Kansas, and
Washington. From 1963 to 1972 the number of inmates in
California had declined by more than a fourth, despite the
state's growing population. The number of inmates in New
York had fallen to its lowest level since at least 1950.
Prisons were widely viewed as a barbaric and ineffective
means of controlling deviant behavior. Then, on January 3,
1973, Nelson Rockefeller, the governor of New York, gave a
State of the State address demanding that every illegal-drug
dealer be punished with a mandatory prison sentence of life
without parole.
Rockefeller was a liberal
Republican who for a dozen years had governed New York with
policies more closely resembling those of Franklin Delano
Roosevelt than those of Ronald Reagan. He had been booed at
the 1964 Republican Convention by conservative delegates; he
still harbored grand political ambitions; and President
Nixon would be ineligible for a third term in 1976.
Rockefeller demonstrated his newfound commitment to law and
order in 1971, when he crushed the Attica prison uprising.
By proposing the harshest drug laws in the United States, he
took the lead on an issue that would soon dominate the
nation's political agenda. In his State of the State address
Rockefeller argued not only that all drug dealers should be
imprisoned for life but also that plea-bargaining should be
forbidden in such cases and that even juvenile offenders
should receive life sentences.
The Rockefeller drug laws,
enacted a few months later by the state legislature, were
somewhat less draconian: the penalty for possessing four
ounces of an illegal drug, or for selling two ounces, was a
mandatory prison term of fifteen years to life. The
legislation also included a provision that established a
mandatory prison sentence for many second felony
convictions, regardless of the crime or its circumstances.
Rockefeller proudly declared that his state had enacted "the
toughest anti-drug program in the country." Other states
eventually followed New York's example, enacting strict
mandatory-minimum sentences for drug offenses. A liberal
Democrat, Speaker of the House Tip O'Neill, led the campaign
to revive federal mandatory minimums, which were
incorporated in the 1986 Anti-Drug Abuse Act. Nelson
Rockefeller had set in motion a profound shift in American
sentencing policy, but he never had to deal with the
consequences. Nineteen months after the passage of his drug
laws Rockefeller became Vice President of the United States.
When Mario Cuomo was first
elected governor of New York, in 1982, he confronted some
difficult choices. The state government was in a precarious
fiscal condition, the inmate population had more than
doubled since the passage of the Rockefeller drug laws, and
the prison system had grown dangerously overcrowded. A week
after Cuomo took office, inmates rioted at Sing Sing, an
aging prison in Ossining. Cuomo was an old-fashioned liberal
who opposed mandatory-minimum drug sentences. But the
national mood seemed to be calling for harsher drug laws,
not sympathy for drug addicts. President Reagan had just
launched the War on Drugs; it was an inauspicious moment to
buck the tide.
Unable to repeal the
Rockefeller drug laws, Cuomo decided to build more prisons.
The rhetoric of the drug war, however, was proving more
popular than the financial reality. In 1981 New York's
voters had defeated a $500 million bond issue for new prison
construction. Cuomo searched for an alternate source of
financing, and decided to use the state's Urban Development
Corporation to build prisons. The corporation was a public
agency that had been created in 1968 to build housing for
the poor. Despite strong opposition from upstate
Republicans, among others, it had been legislated into
existence on the day of Martin Luther King Jr.'s funeral, to
honor his legacy. The corporation was an attractive means of
financing prison construction for one simple reason: it had
the authority to issue state bonds without gaining approval
from the voters.
Over the next twelve years
Mario Cuomo added more prison beds in New York than all the
previous governors in the state's history combined. Their
total cost, including interest, would eventually reach about
$7 billion. Cuomo's use of the Urban Development Corporation
drew criticism from both liberals and conservatives. Robert
Gangi, the head of the Correctional Association of New York,
argued that Cuomo was building altogether the wrong sort of
housing for the poor. The state comptroller, Edward V.
Regan, a Republican, said that Cuomo was defying the wishes
of the electorate, which had voted not to spend money on
prisons, and that his financing scheme was costly and
improper. Bonds issued by the Urban Development Corporation
carried a higher rate of interest than the state's
general-issue bonds.
Legally the state's new
prisons were owned by the Urban Development Corporation and
leased to the Department of Corrections. In 1991, as New
York struggled to emerge from a recession, Governor Cuomo
"sold" Attica prison to the corporation for $200 million and
used the money to fill gaps in the state budget. In order to
buy the prison, the corporation had to issue more bonds. The
entire transaction could eventually cost New York State
about $700 million.
The New York prison boom was
a source of embarrassment for Mario Cuomo. At times he
publicly called it "stupid," an immoral waste of scarce
state monies, an obligation forced on him by the dictates of
the law. But it was also a source of political capital.
Cuomo strongly opposed the death penalty, and building new
prisons shielded him from Republican charges of being soft
on crime. In his 1987 State of the State address, having
just been re-elected by a landslide, Cuomo boasted of having
put nearly 10,000 "dangerous felons" behind bars. The inmate
population of New York's prisons had indeed grown by roughly
that number during his first term in office. But the
proportion of offenders being incarcerated for violent
crimes had fallen from 63 percent to 52 percent during those
four years. In 1987 New York State sent almost a thousand
fewer violent offenders to prison than it had in 1983.
Despite having the "toughest anti-drug program" and one of
the fastest-growing inmate populations in the nation, New
York was hit hard by the crack epidemic of the 1980s and the
violent crime that accompanied it. From 1983 to 1990 the
state's inmate population almost doubled—and yet during that
same period the violent-crime rate rose 24 percent. Between
the passage of the Rockefeller drug laws and the time Cuomo
left office, in January of 1995, New York's inmate
population increased almost fivefold. And the state's prison
system was more overcrowded than it had been when the prison
boom began.
By using an unorthodox means of
financing prison construction, Mario Cuomo turned the Urban
Development Corporation into a rural development corporation
that invested billions of dollars in upstate New York.
Although roughly 80 percent of the state's inmates came from
New York City and its suburbs, high real-estate prices and
opposition from community groups made it difficult to build
correctional facilities there. Cuomo needed somewhere to put
his new prisons; he formed a close working relationship with
the state senator Ronald B. Stafford, a conservative
Republican whose rural, Adirondack district included six
counties extending from Lake George to the Canadian border.
"Any time there's an extra prison," a Cuomo appointee told
Newsdayin 1990, "Ron Stafford will take it."
Stafford had represented
this district, known as the North Country, for more than two
decades. Orphaned as a child, he had been adopted by a
family in the upstate town of
Dannemora. The main street of the town was dominated by
the massive stone wall around Clinton, a notorious
maximum-security prison. His adoptive father was a
correctional officer at Clinton, and Stafford spent much of
his childhood within the prison's walls. He developed great
respect for correctional officers, and viewed their
profession as an honorable one; he believed that prisons
could give his district a real economic boost. Towns in the
North Country soon competed with one another to attract new
prisons. The Republican Party controlled the state senate,
and prison construction became part of the political give
and take with the Cuomo administration. Of the twenty-nine
correctional facilities authorized during the Cuomo years,
twenty-eight were built in upstate districts represented by
Republican senators.
When most people think of
New York, they picture Manhattan. In fact, two thirds of the
state's counties are classified as rural. Perhaps no other
region in the United States has so wide a gulf between its
urban and rural populations. People in the North
Country—which includes the Adirondack State Park, one of the
nation's largest wilderness areas—tend to be politically
conservative, taciturn, fond of the outdoors, and white. New
York City and the North Country have very little in common.
One thing they do share, however, is a high rate of poverty.
Twenty-five years ago the
North Country had two prisons; now it has eighteen
correctional facilities, and a nineteenth is under
construction. They run the gamut from maximum-security
prisons to drug-treatment centers and boot camps. One of the
first new facilities to open was Ray Brook, a federal prison
that occupies the former Olympic Village at Lake Placid.
Other prisons have opened in abandoned factories and
sanatoriums. For the most part North Country prisons are
tucked away, hidden by trees, nearly invisible amid the
vastness and beauty of the Adirondacks. But they have
brought profound change. Roughly one out of every twenty
people in the North Country is a prisoner. The town of
Dannemora now has more inmates than inhabitants.
The traditional anchors of
the North Country economy—mining, logging, dairy farms, and
manufacturing—have been in decline for years. Tourism
flourishes in most towns during the summer months. According
to Ram Chugh, the director of the
Rural Services Institute at the State University of New York
at Potsdam, the North Country's per capita income has
long been about 40 percent lower than the state's average
per capita income. The prison boom has provided a huge
infusion of state money to an economically depressed
region—one of the largest direct investments the state has
ever made there. In addition to the more than $1.5 billion
spent to build correctional facilities, the prisons now
bring the North Country about $425 million in annual payroll
and operating expenditures. That represents an annual
subsidy to the region of more than $1,000 per person. The
economic impact of the prisons extends beyond the wages they
pay and the local services they buy. Prisons are
labor-intensive institutions, offering year-round
employment. They are recession-proof, usually expanding in
size during hard times. And they are nonpolluting—an
important consideration in rural areas where other forms of
development are often blocked by environmentalists. Prisons
have brought a stable, steady income to a region long
accustomed to a highly seasonal, uncertain economy.
Anne Mackinnon, who grew up
in the North Country and wrote about its recent emergence as
New York's "Siberia" for Adirondack Life magazine,
says the prison boom has had an enormous effect on the local
culture. Just about everyone now seems to have at least one
relative who works in corrections. Prison jobs have slowed
the exodus from small towns, by allowing young people to
remain in the area. The average salary of a correctional
officer in New York State is about $36,000—more than 50
percent higher than the typical salary in the North Country.
The job brings health benefits and a pension. Working as a
correctional officer is one of the few ways that men and
women without college degrees can enjoy a solid middle-class
life there. Although prison jobs are stressful and
dangerous, they are viewed as a means of preserving local
communities. So many North Country residents have become
correctional officers over the past decade that those just
starting out must work for years in prisons downstate,
patiently waiting for a job opening at one of the facilities
in the Adirondacks.
While many families in the north
await the return of sons and daughters slowly earning
seniority downstate, families in New York City must endure
the absence of loved ones who seem to have been not just
imprisoned for their crimes but exiled as well. Every Friday
night about 800 people, mostly women and children, almost
all of them African-American or Latino, gather at Columbus
Circle, in Manhattan, and board buses for the north. The
buses leave through the night and arrive in time for
visiting hours on Saturday. Operation Prison Gap, which runs
the service, was founded by an ex-convict named Ray Simmons
who had been imprisoned upstate and knew how hard it was for
the families of inmates to arrange visits. When the company
started, in 1973, it carried passengers in a single van. Now
it charters thirty-five buses and vans on a typical weekend
and a larger number on special occasions, such as Father's
Day and Thanksgiving. Ray Simmons's brother Tyrone, who
heads the company, says that despite the rising inmate
population, ridership has fallen a bit over the past few
years. The inconvenience and expense of the long bus trips
take their toll. One customer, however, has for fifteen
years faithfully visited her son in Comstock every weekend.
In 1996 she stopped appearing at Columbus Circle; her son
had been released. Six months later he was convicted of
another violent crime and sent back to the same prison. The
woman, now in her seventies, still boards the 2:00 A.M. bus
for Comstock every weekend. Simmons gives her a discount,
charging her $15—the same price she paid on her first trip,
in 1983.
The Bare Hill Correctional
Facility sits near the town of Malone, fifteen miles south
of the Canadian border. The Franklin Correctional Facility
is a quarter of a mile down the road, and the future site of
a new maximum-security prison is next door. Bare Hill is one
of the "cookie cutter" medium-security prisons that were
built during the Cuomo administration. The state has built
fourteen other prisons exactly like it—a form of penal mass
production that saves a good deal of money. Most of the
inmates at Bare Hill are housed in dormitories, not cells.
The dormitories were designed to hold about fifty inmates,
each with his own small cubicle and bunk. In 1990, two years
after the prison opened, double-bunking was introduced as a
"temporary" measure to ease the overcrowding in county
jails, which were holding an overflow of state inmates.
Eight years later every dormitory at Bare Hill houses sixty
inmates, a third of them double-bunked. About 90 percent of
the inmates come from New York City or one of its suburbs,
eight hours away; about 80 percent are African-American or
Latino. The low walls of the cubicles, which allow little
privacy, are covered with family photographs, pinups,
religious postcards. Twenty-four hours a day a correctional
officer sits alone at a desk on a platform that overlooks
the dorm.
The superintendent of Bare
Hill, Peter J. Lacy, is genial and gray-haired, tall and
dignified in his striped tie, flannels, and blue blazer. His
office feels light and cheery. Lacy began his career, in
1955, as a correctional officer at Dannemora; he wore a
uniform for twenty-five years, and in the 1980s headed a
special unit that handled prison emergencies and riots. He
later served as an assistant commissioner of the New York
Department of Corrections. One of his sons is now a
lieutenant at a downstate prison. As Superintendent Lacy
walks through the prison grounds, he seems like a captain
surveying his ship, rightly proud of its upkeep, familiar
with every detail. The lawns are neatly trimmed, the
buildings are well maintained, and the red-brick dorms would
not seem out of place on a college campus, except for the
bars in the windows. There is nothing oppressive about the
physical appearance of Bare Hill, about the ball fields with
pine trees in the background, about the brightly colored
murals and rustic stencils on the walls, about the
classrooms where instructors teach inmates how to read, how
to write, how to draw a blueprint, how to lay bricks, how to
obtain a Social Security card, how to deal with their anger.
For many inmates Bare Hill is the neatest, cleanest, most
well-ordered place they will ever live. As Lacy passes a
group of inmates leaving their dorms for class, the inmates
nod their heads in acknowledgment, and a few of them say,
"Hello, sir." And every so often a young inmate gives Lacy a
look filled with a hatred so pure and so palpable that it
would burn Bare Hill to the ground, if only it could.
Big Business
The black-and-white photograph
shows an inmate leaning out of a prison cell, scowling at
the camera, his face partially hidden in the shadows. "HOW
HE GOT IN IS YOUR BUSINESS," the ad copy begins. "HOW HE
GETS OUT IS OURS." The photo is on the cover of a glossy
brochure promoting AT&T's prison telephone service, which is
called The Authority. BellSouth has a similar service,
called MAX, advertised with a photo of a heavy steel chain
dangling from a telephone receiver in place of a cord. The
ad promises "long distance service that lets inmates go only
so far." Although the phone companies rely on clever copy in
their ads, providing telephone service to prisons and jails
has become a serious, highly profitable business. The nearly
two million inmates in the United States are ideal
customers: phone calls are one of their few links to the
outside world; most of their calls must be made collect; and
they are in no position to switch long-distance carriers. A
pay phone at a prison can generate as much as $15,000 a
year—about five times the revenue of a typical pay phone on
the street. It is estimated that inmate calls generate a
billion dollars or more in revenues each year. The business
has become so lucrative that MCI installed its inmate phone
service, Maximum Security, throughout the California prison
system at no charge. As part of the deal it also offered the
California Department of Corrections a 32 percent share of
all the revenues from inmates' phone calls. MCI Maximum
Security adds a $3.00 surcharge to every call. When free
enterprise intersects with a captive market, abuses are
bound to occur. MCI Maximum Security and North American
Intelecom have both been caught overcharging for calls made
by inmates; in one state MCI was adding an additional minute
to every call.
Since 1980 spending on
corrections at the local, state, and federal levels has
increased about fivefold. What was once a niche business for
a handful of companies has become a multibillion-dollar
industry with its own trade shows and conventions, its own
Web sites, mail-order catalogues, and direct-marketing
campaigns. The prison-industrial complex now includes some
of the nation's largest architecture and construction firms,
Wall Street investment banks that handle prison bond issues
and invest in private prisons, plumbing-supply companies,
food-service companies, health-care companies, companies
that sell everything from bullet-resistant security cameras
to padded cells available in a "vast color selection." A
directory called the
Corrections
Yellow Pages lists more than a thousand vendors. Among
the items now being advertised for sale: a "violent prisoner
chair," a sadomasochist's fantasy of belts and shackles
attached to a metal frame, with special accessories for
juveniles; B.O.S.S., a "body-orifice security scanner,"
essentially a metal detector that an inmate must sit on; and
a diverse line of razor wire, with trade names such as Maze,
Supermaze, Detainer Hook Barb, and Silent Swordsman Barbed
Tape.
As the prison industry has
grown, it has assumed many of the attributes long associated
with the defense industry. The line between the public
interest and private interests has blurred. In much the same
way that retired admirals and generals have long found
employment with defense contractors, correctional officials
are now leaving the public sector for jobs with firms that
supply the prison industry. These career opportunities did
not exist a generation ago. Fundamental choices about public
safety, employee training, and the denial of personal
freedoms are increasingly being made with an eye to the
bottom line.
One clear sign that
corrections has become a big business as well as a form of
government service is the emergence of a trade newspaper
devoted to the latest trends in the prison and jail
marketplace.
Correctional Building News has become the
Variety of the prison world, widely read by correctional
officials, investors, and companies with something to sell.
Eli Gage, its publisher, founded the paper in 1994, after
searching for a high-growth industry not yet served by its
own trade journal. Gage is neither a cheerleader for the
industry nor an outspoken critic. He believes that despite
recent declines in violent crime, national spending on
corrections will continue to grow at an annual rate of five
to 10 percent. The number of young people in the prime
demographic for committing crimes, ages fifteen to
twenty-four, is about to increase; and the demand for new
juvenile-detention centers is already rising.
Correctional Building News runs ads by the leading
companies that build prisons (Turner Construction, CRSS,
Brown & Root) and the leading firms that design them (DMJM,
the DLR Group, and KMD Architects). It features a product of
the month, a facility of the month, and a section titled
"People in the News." An advertisement in a recent issue
promoted electrified fences with the line "Don't Touch!"
Private prison companies are the
most obvious, the most controversial, and the
fastest-growing segment of the prison-industrial complex.
The idea of private prisons was greeted with enthusiasm
during the Reagan and Bush Administrations; it fit perfectly
with a belief in small government and the privatization of
public services. The Clinton Administration, however, has
done far more than its Republican predecessors to legitimize
private prisons. It has encouraged the Justice Department to
place illegal aliens and minimum-security inmates in private
correctional facilities, as part of a drive to reduce the
federal work force. The rationale for private prisons is
that government monopolies such as old-fashioned departments
of corrections are inherently wasteful and inefficient, and
the private sector, through competition for contracts, can
provide much better service at a much lower cost. The
privatization of prisons is often described as a "win-win"
outcome. A private-prison company generally operates a
facility for a government agency, or builds and operates its
own facility. The nation's private prisons accepted their
first inmates in the mid-1980s. Today at least twenty-seven
states make use of private prisons, and approximately 90,000
inmates are being held in prisons run for profit.
The living conditions in
many of the nation's private prisons are unquestionably
superior to conditions in many state-run facilities. At
least forty-five state prison systems are now operating at
or above their intended capacity. In twenty-two states
prisons are operating under court-ordered population caps.
In fifteen states prison conditions are being monitored by
the courts. Life in the aging, overcrowded prisons operated
by many state agencies is dangerous and degrading. Most of
the 34,000 state inmates currently being held in the
nation's jails for lack of available prison cells live in
conditions that are even worse. Private prisons tend to be
brand-new, rarely overcrowded, and less likely to house
violent offenders. Moreover, some private prisons offer
programs, such as drug treatment and vocational training,
that a number of state systems have cut back. And yet
something inherent in the idea of private prisons seems to
invite abuse.
The economics of the
private-prison industry are in many respects similar to
those of the lodging industry. An inmate at a private prison
is like a guest at a hotel—a guest whose bill is being paid
and whose check-out date is set by someone else. A hotel has
a strong economic incentive to book every available room and
encourage every guest to stay as long as possible. A private
prison has exactly the same incentive. The labor costs
constitute the bulk of operating costs for both kinds of
accommodation. The higher the occupancy rate, the higher the
profit margin. Although it might seem unlikely that a
private prison would ever try to keep an inmate longer than
was necessary for justice to be served, New York State's
experience with the "fee system" during the nineteenth
century suggests that the temptation to do so is hard to
resist. Under the fee system local sheriffs charged inmates
for their stay in jail. A 1902 report by the Correctional
Association of New York harshly criticized this system,
warning that judges might be inclined to "sentence a man to
jail where he may be a source of revenue to a friendly
sheriff." Whenever the fee system was abolished in a New
York county, the inmate population dropped—by as much as
half. Last year a Prudential Securities report on private
prisons described some of the potential risks for the
industry: a falling crime rate, shorter prison sentences, a
move toward alternative sentences, and changes in the
nation's drug laws. Nonetheless, the report concluded that
"the industry appears to have excellent prospects."
Private-prison companies can
often build prisons faster and at lower cost than state
agencies, owing to fewer bureaucratic delays and less red
tape. And new prisons tend to be much less expensive to
operate than the old prisons still used in many states. But
most of the savings that private-prison companies offer are
derived from the use of nonunion workers. Labor represents
60 to 80 percent of the operating costs at a prison.
Although private-prison companies are now moving into
northern states and even signing agreements with some labor
unions, the overwhelming majority of private-prison cells
are in southern and southwestern states hostile to unions.
Correctional officers in these private prisons usually earn
lower wages than officers employed by state governments,
while receiving fewer benefits and no pension. Some
private-prison companies offer their uniformed staff stock
options as a retirement plan; the long-term value of the
stock is uncertain. The sort of cost-cutting imposed on
correctional officers does not extend to managers and
administrators. They usually earn much more than their
counterparts in the public sector—a fact that greatly
increases the potential for conflicts of interest and
official corruption.
Last AST year a videotape of
beatings at a private correctional facility in Texas
provoked a great deal of controversy. The tape showed
correctional officers at the Brazoria County Detention
Center kicking inmates who were lying on the floor, shooting
inmates with a stun gun, and ordering a police dog to attack
them. The inmates had been convicted of crimes in Missouri,
but were occupying rented cells in rural Texas. One of the
correctional officers in the video had previously lost his
job at a Texas state prison and served time on federal
charges for beating an inmate. The Brazoria County videotape
received nationwide publicity and prompted Missouri to
cancel its contract with Capital Correctional Resources, the
private company operating the facility. But the beatings
were unusual only because they were captured on tape.
Incidents far more violent and surreal have become almost
commonplace in the private prisons of Texas.
The private-prison system in
Texas arose in response to the violence and disarray of the
state system. In 1980 conditions in Texas state prisons were
so bad that the federal judge William Wayne Justice ruled
that they amounted to "cruel and unusual punishment." He
appointed a special overseer for the prison system and
ordered the state to provide at least forty square feet of
living space for each inmate. By the mid-1980s, however,
conditions had grown even worse: Texas prisons were more
overcrowded; gang wars between inmates resulted in dozens of
murders; and local jails were so crammed with the overflow
of state inmates that a number of counties later sued the
state for relief. In 1986 Judge Justice threatened the state
with a fine of $800,000 a day unless it came up with a plan
to ease the overcrowding in its prisons. While the Texas
legislature scrambled to add new prison beds to the system,
entrepreneurs sensed that profits could be made from housing
state inmates in private facilities. Developers cut deals
with sheriffs in impoverished rural counties, providing the
capital to build brand-new jails, offering to run them, and
promising to share the profits. Privately run correctional
facilities sprang up throughout rural Texas, much the way
oil rigs were once raised by wildcatters. The founders of
one large private-prison developer, N-Group Securities, had
previously sold condominiums and run a Houston disco. One
critic quoted by the Houston Chronicle called the
speculative new enterprises "Joe's Bar and Grill and
Prisons."
The private-prison building
spree in Texas—backed by investors such as Allstate, Merrill
Lynch, Shearson Lehman, and American Express—soon faced an
unanticipated problem. The State of Texas, under the
auspices of a liberal Democratic governor, Ann Richards,
began to carry out an ambitious prison-construction plan of
its own in 1991, employing inmate labor and adding almost
100,000 new beds in just a few years. In effect the state
flooded the market. Private firms turned to "bed brokers"
for help, hoping to recruit prisoners from out of state. By
the mid-1990s thousands of inmates from across the United
States were being transported from overcrowded prison
systems to "rent-a-cell" facilities in small Texas towns.
The distances involved in this huge migration at times made
it reminiscent of the eighteenth-century transport schemes
that shipped British convicts and debtors to Australia. In
1996 the Newton County Correctional Center, in Newton,
Texas, operated by a company called the Bobby Ross Group,
became the State of Hawaii's third largest prison.
The private-prison industry
usually charges its customers a daily rate for each inmate;
the success or failure of a private prison is determined by
the number of "man-days" it can generate. In a typical
rent-a-cell arrangement a state with a surplus of inmates
will contact a well-established bed broker, such as Dominion
Management, of Edmond, Oklahoma. The broker will search for
a facility with empty beds at the right price. The cost per
man-day can range from $25 to $60, depending on the kind of
facility and its level of occupancy. The more crowded a
private prison becomes, the less it charges for each
additional inmate. Facilities with individual cells are more
expensive than those with dormitories. Bed brokers earn a
commission of $2.50 to $5.50 per man-day, depending on how
tight the market for prison cells is at the time. The
county—which does not operate the prison but simply gives it
legal status—sometimes gets a fee of as much as $1.50 a
night for each prisoner. When every bed is filled, the
private-prison company, the bed broker, and the county can
do quite well.
The interstate commerce in
prisoners, like many new industries, developed without much
government regulation. In 1996 the State of Texas
encountered a number of unexpected legal problems. Its
private prisons were housing roughly 5,000 inmates from
fourteen states. In August of that year two Oregon sex
offenders escaped from a Houston facility operated by the
Corrections Corporation of America. The facility normally
held illegal aliens, under contract to the Immigration and
Naturalization Service. Faced with empty beds, CCA had
imported 240 sex offenders from Oregon. Texas officials had
no idea that violent offenders from another state were being
housed in this minimum-security facility. The escaped
prisoners were eventually recaptured—but they could not be
prosecuted for escaping, because running away from a private
prison was not a violation of any Texas state law. The
following month a riot erupted at the Frio Detention Center,
a private facility operated by the Dove Development
Corporation, which housed about 300 inmates from Utah and
Missouri. The Texas Department of Criminal Justice had to
send thirty of its officers in riot gear to regain control
of the prison. A month later two Utah prisoners, one of them
a convicted murderer, escaped from the same facility. A
manhunt by state authorities failed to recapture them. Six
other Utah inmates had previously escaped from facilities
run by Dove Development; three were murderers. Last year the
Texas legislature passed a bill that made it illegal for an
offender from any state to escape from a private prison and
that held the owners of such facilities responsible for any
public expense stemming from riots or escapes. Few other
states have even attempted to pass legislation dealing with
these issues.
The private companies that
now transport thousands of inmates across the United States
every day face even less government oversight than
private-prison companies. Indeed, federal regulations
concerning the interstate shipment of cattle are much
stricter than those concerning the interstate shipment of
prisoners. Sheriff's deputies and U.S. marshals have
traditionally been used to pick up inmates in one state and
deliver them to another. During the late 1980s private
companies began to offer the same service for about half the
cost. The firms saved money by employing nonunion guards and
making multiple pickups and deliveries on each trip.
Prisoners today may spend as long as a month on the road,
visiting dozens of states, sitting for days in the backs of
old station wagons and vans, locked up alongside defendants
awaiting trial and offenders on their way to prison. Driving
one of these transport vehicles is a dangerous job, one that
combines the stresses encountered by correctional officers
with those of long-distance truckers. Moreover, prisoners
tend to view their days in transit as an excellent time to
attempt an escape. The turnover rate among the transport
guards and drivers is high; the pay is relatively low; and
training for the job rarely lasts more than a week. As a
result, violent criminals are frequently shipped from state
to state in the custody of people who are ill equipped to
deal with them. Local authorities often don't learn that
inmates are passing through their towns until something goes
wrong.
In August of 1996 Rick
Carter and Sue Smith, the husband-and-wife operators of R
and S Prisoner Transport, were taking five murderers and a
rapist from Iowa to New Mexico. At a public rest stop in the
Texas Panhandle one of the convicts assaulted Carter on the
way to the men's room. The others overpowered his wife and
seized the van. Carter and Smith, who had set off unarmed,
were taken hostage. A passing motorist dialed 911, and the
six inmates were recaptured by Texas police officers after a
chase. On July 30 of last year Dennis Patrick Glick—a
convicted rapist, sentenced to two life terms, who was being
transported from Utah to Arkansas—commandeered a van owned
by the Federal Extradition Agency, a private company. One of
the guards had fallen asleep, and Glick borrowed his gun.
Glick took the guard and seven other inmates hostage in
Ordway, Colorado; abandoned the van; took a local rancher
hostage; stole two more vehicles and a horse; eluded sixty
law-enforcement officers through the night; and was captured
the next morning on horseback. In December of last year
Homer D. Land, a prisoner being transported from Kansas to
Florida, escaped from a van operated by TransCor America.
The van had stopped at a Burger King in Owatonna, Minnesota.
While one guard went inside and bought eleven hamburgers,
the other guard (who had been a TransCor America employee
for less than a month) opened the van's back doors for
ventilation, enabling Land and two other inmates to get
away. Land took a married couple hostage and spent the night
at their house in Owatonna before being recaptured in
Chicago. The same TransCor America van had been commandeered
four days earlier by Whatley Roylene, a prisoner traveling
from New Mexico to Massachusetts and facing charges of
murder and armed robbery. At a gas station in Sterling,
Colorado, Roylene grabbed a shotgun from a sleeping guard.
Officers from the Colorado state police and the local
sheriff's department surrounded the van; the standoff ended,
according to a local official, when other prisoners
persuaded Roylene to hand over the gun.
The Bobby Ross Group, based in
Austin, Texas, has proved to be one of the more troubled
private-prison companies. The company's founder, Bobby Ross,
was a sheriff in Texas and a successful bed broker before
starting his own business, in 1993. He eventually set up
operations at seven Texas facilities and one Georgia
facility, signing contracts to accept inmates from states
including Colorado, Hawaii, Montana, Missouri, Oklahoma, and
Virginia. It did not take long for problems to begin. In
January of 1996 nearly 500 Colorado inmates, many of them
sex offenders, were transferred to a Bobby Ross facility in
Karnes County, Texas; two later escaped, and a full day
passed before state authorities were notified. At the Bobby
Ross prison in Dickens County, Texas, fights broke out
between inmates from Montana and Hawaii that spring. A few
months later a protest about the poor quality of food and
medical care turned into a riot, and the warden ordered
guards to shoot live rounds. The warden was replaced.
Montana canceled its
contract with the Bobby Ross Group in September of last
year. Three Montana inmates had escaped, and one had been
killed by an inmate from Hawaii. Montana investigators found
that many of the inmates at the Dickens County prison were
going hungry and waiting days to see a doctor. "We really
dislike losing a customer," an attorney representing Bobby
Ross said to a reporter. In October an inspector for the
Texas Commission on Jail Standards gave the Dickens
County prison the highest possible ratings. A month later
the same inspector acknowledged that in addition to his
official duties he worked as a "consultant" for the Bobby
Ross Group, which paid him $42,000 a year. In December
eleven inmates from Hawaii escaped from their dormitory at
the Newton County facility operated by Bobby Ross, released
nearly 300 other inmates, and set fire to one of the
buildings. In February of this year inmates rioted again at
Newton and set fire to the prison commissary. In brighter
days, before the riots and fires, Bobby Ross had explained
the usefulness of employing William Sessions, the former
director of the Federal Bureau of Investigation, as a
"special adviser" to the company. "He goes with us on sales
calls to potential clients," Ross told a reporter for the
Colorado paper Westword. "That kind of thing."
The U.S. Corrections
Corporation, for years the nation's third largest
private-prison company, has encountered legal difficulties
even more serious than those of the Bobby Ross Group. In
1993 an investigation by the Louisville Courier-Journal
discovered that the company was using unpaid prison labor in
Kentucky. Inmates were being forced to perform a variety of
jobs, including construction work on nine small buildings at
the Lee County prison; construction work on one church and
renovation work on three others attended by company
employees; renovation work on a company employee's game-room
business; painting and maintenance at a country club; and
painting at a private school attended by a prison warden's
daughter. The Courier-Journal concluded that "U.S.
Corrections has repeatedly profited financially from its
misuse of inmate labor." Although the state Department of
Corrections confirmed these findings, it took no action
against the company. A year later J. Clifford Todd, the
chairman of U.S. Corrections, pleaded guilty to a federal
charge of mail fraud, admitting that he had paid a total of
roughly $200,000 to a county correctional official in
Kentucky. In return for monthly payments, which for four
years were laundered through a California company, the
official sent inmates to U.S. Corrections. Todd cooperated
fully with an FBI investigation, but later became embittered
when a federal judge denied his request for a term of house
arrest. The head of the nation's third largest
private-prison company was sentenced to fifteen months in a
federal prison.
The nation's second largest
private-prison company,
Wackenhut Corrections, has operated with a far greater
degree of professionalism and discretion. Its parent
company, the Wackenhut Corporation, has for many years
worked closely with the federal government, performing
various sensitive tasks such as guarding nuclear-weapons
facilities and overseas embassies. Indeed, the company has
long been accused of operating as a front for the Central
Intelligence Agency—an accusation that its founder, George
Wackenhut, has vehemently denied. In the early 1950s
Wackenhut quit the FBI, at the age of thirty-four, and
formed a private-security company with three other former
FBI agents. He went on to assemble the nation's largest
private collection of files on alleged "subversives," with
dossiers on at least three million Americans. During the
1970s the Wackenhut Corporation diversified into
strike-breaking and anti-terrorism. The company,
headquartered in Palm Beach Gardens, Florida, has branch
offices in forty-two states and in more than fifty foreign
countries. Its annual revenues exceed $1 billion. George
Wackenhut remains the chairman of the company, but the
day-to-day operations are handled by his son, Richard. Over
the years Wackenhut's board of directors has read like a
Who's Who of national security, including a former head of
the FBI, a former head of the Defense Intelligence Agency, a
former CIA director, a former CIA deputy director, a former
head of the Secret Service, a former head of the Marine
Corps, and a former Attorney General. After the company
decided to enter the private-prison industry, it hired
Norman Carlson, who had headed the Federal Bureau of
Prisons.
Last year Wackenhut
Corrections became the first private company ever hired by
the Federal Bureau of Prisons to manage a large facility.
The federal government's long-standing relationship with
Wackenhut has developed an odd equilibrium: one wields the
power while the other reaps the financial rewards. Kathleen
Hawk Sawyer, the current director of the Federal Bureau of
Prisons, is responsible for the supervision of about 115,000
inmates, including drug lords, international terrorists, and
organized-crime leaders. Her salary last year was $125,900.
George C. Zoley, the chief executive officer of Wackenhut
Corrections, is responsible for the supervision of about
25,000 state and federal inmates, mostly illegal aliens,
low-level drug offenders, petty thieves, and parole
violators. His salary last year was $366,000—plus a bonus of
$122,500, plus a stock-option grant of 20,000 shares. At
least half a dozen other executives at Wackenhut Corrections
were paid more last year than the head of the Federal Bureau
of Prisons.
The Corrections Corporation of America is the nation's
largest private-prison company; it recently participated in
a buyout of the U.S. Corrections Corporation, thereby
obtaining several thousand additional inmates. CCA was
founded in 1983 by Thomas W. Beasley and Doctor R. Crants,
Nashville businessmen with little previous experience in
corrections. Beasley, a former chairman of the Tennessee
Republican Party, later told Inc. magazine his
strategy for promoting the concept of private prisons: "You
just sell it like you were selling cars, or real estate, or
hamburgers." Beasley and Crants recruited a former director
of the Virginia Department of Corrections to help run the
company. In 1984 CCA accepted its first Texas inmates,
before it had a completed facility in that state. The
inmates were housed in rented motel rooms; a number of them
pushed the air-conditioning units out of the wall and
escaped. A year later Beasley approached his good friend
Lamar Alexander, the governor of Tennessee, with an
extraordinary proposal: CCA would buy the state's entire
prison system for $250 million. Alexander supported the
idea, saying, "We don't need to be afraid in America of
people who want to make a profit." His wife, Honey, and the
speaker of the Tennessee House, Ned McWherter, were among
CCA's early investors; between them the two had owned 1.5
percent of CCA's stock; they sold their shares to avoid any
perceived conflict of interest. Nevertheless, the CCA plan
was blocked by the Democratic majority in the legislature.
CCA expanded nationwide over
the next decade, winning contracts to house more than 40,000
inmates and assembling the sixth largest prison system in
the United States; but it never lost the desire to take over
all the prisons in Tennessee. In order to achieve that goal,
CCA executives established personal and financial links with
figures in both political parties. During the spring of last
year CCA's allies in the Tennessee legislature began once
again to push for privatization. Crants said that letting
CCA run the prisons would save the state up to $100 million
a year; he did not specify how these dramatic savings would
be achieved. George Zoley, the head of Wackenhut
Corrections, argued that handing over the Tennessee prison
system to a single company would simply turn a state
monopoly into a private one. Wackenhut employed the law firm
of the former U.S. senator Howard Baker to lobby on its
behalf, seeking a piece of the action.
By February of this year a
compromise of sorts had emerged in Tennessee. New
legislation proposed shifting as much as 70 percent of the
state's inmate population to the private sector; CCA and
Wackenhut would both get a chance to bid for prison
contracts. The new privatization bill seemed a sure thing.
It was never put before the legislature for a vote, however.
On April 20 CCA announced plans for a corporate
restructuring so complex in its details that many Wall
Street analysts began to wonder about the company's
financial health. The price of CCA stock—which in recent
years had been one of the nation's top performers—began to
plummet, declining in value by 25 percent over the next
several days. At the annual CCA shareholders meeting, last
May, Crants compared Wall Street investors to "wildebeests"
stampeding out of fear, and blamed the stock's plunge on a
single broker who had sold 640,000 shares.
Crants neglected to tell CCA
shareholders a crucial bit of information: he himself had
sold 200,000 shares of CCA stock just weeks before the
announcement that sent its value tumbling. By selling his
stock on March 2, Crants had avoided a loss of more than
$2.5 million. When asked recently to explain his CCA
financial dealings, Crants declined to comment. The timing
and the size of that stock transaction are likely to be of
interest to the attorneys who have filed more than half a
dozen lawsuits on behalf of CCA shareholders.
Although conservatives have
long worried about the loss of American sovereignty to
international agencies such as the United Nations and the
World Bank, the globalization of private-prison companies
has thus far eluded criticism. A British private-prison
company, Securicor, operates two facilities in Florida.
Wackenhut Corrections is now under contract to operate
Doncaster prison, in England; three prisons in Australia;
and a prison in Scotland. It is actively seeking prison
contracts in South Africa. CCA has received a good deal of
publicity lately, but few of the articles about it have
mentioned that the largest shareholder of America's largest
private-prison company is Sodexho Alliance—a food-service
conglomerate whose corporate headquarters are in Paris.
About 200 inmates were in the A
yard at New Folsom when I visited not long ago. They were
playing soft-ball and handball, sitting on rocks, standing
in small groups, smoking, laughing, jogging around the
perimeter. Three unarmed correctional officers casually kept
an eye on things, like elementary school teachers during
recess. The yard was about 300 feet long and 250 feet wide,
with more dirt than grass, and it was hot, baking hot. The
heat of the sun bounced off the gray concrete walls
enclosing the yard. "These are the sensitive guys," a
correctional officer told me, describing the men in Facility
A. Most of them had killed, raped, committed armed
robberies, or misbehaved at other prisons, but now they were
trying to stay out of trouble. Some were former gang
members; some were lifers because of a third strike; some
were getting too old for prison violence; some were in
protective custody because of their celebrity, their
snitching, or their previous occupation. A few of the
inmates on the yard were former police officers. As word
spread that I was a journalist, groups of inmates followed
me and politely approached, eager to talk. Lieutenant Billy
Mayfield, New Folsom's press officer, graciously kept his
distance, allowing the prisoners to speak freely.
"I shouldn't be here" was a
phrase I heard often, followed by an impassioned story about
the unfairness of the system. I asked each inmate how many
of the other men in the yard deserved to be locked up in
this prison, and the usual response was "These guys? Man,
you wouldn't believe some of these guys; at least two thirds
of them should be here." Behind the need to blame others for
their predicament and the refusal to accept responsibility,
behind all the denial, lay an enormous anger, one that
seemed far more intense than the typical inmate complaints
about the food or the behavior of certain officers.
Shirtless, sweating, unshaven, covered in tattoos, one
inmate after another described the rage that was growing
inside New Folsom. The weights had been taken away; no more
conjugal visits for inmates who lacked a parole date; not
enough help for the inmates who were crazy, really crazy;
not enough drug treatment, when the place was full of
junkies; not enough to do—a list of grievances magnified by
the overcrowding into something that felt volatile, ready to
go off with the slightest spark. As I stood in the yard
hearing the anger of the sensitive guys, the inmates in
Facility C were locked in their cells, because of a
gang-related stabbing the previous week, and the inmates in
Facility B were being shot with pepper spray to break up a
fight.
The acting warden at New
Folsom when I visited, a woman named Suzan Hubbard, began
her career as a correctional officer at San Quentin nineteen
years ago. Although she has a degree in social work from the
University of California at Berkeley, Hubbard says that her
real education took place at the "college of San Quentin."
She spent a decade at the prison during one of its most
violent and turbulent periods. In her years on the job two
fellow staff members were murdered. Hubbard learned how to
develop a firm but fair relationship with inmates, some of
whom were on death row. She found that contrary to some
expectations, women were well suited for work in a
maximum-security prison. Communication skills were extremely
important in such a charged environment; inmates often felt
less threatened by women, less likely to engage in a clash
of egos. Hubbard was the deputy warden at New Folsom on
September 27, 1996, when fights broke out in the B yard. At
nine o'clock in the morning she was standing beside her car
in the prison parking lot, and she heard three shots being
fired somewhere inside New Folsom. Everyone in the parking
lot froze, waiting for the sound of more gunfire. After more
shots were fired, Hubbard hurried into the prison, made her
way to the B yard, and found it in chaos.
A group of Latino gang
members had launched an attack on a group of
African-American gang members, catching them by surprise and
stabbing them with homemade weapons. The fighting soon
spread to the other inmates in the exercise yard, who
divided along racial lines. As many as 200 inmates were
involved in the riot. Correctional officers instructed
everyone in the yard to get down; they fired warning shots,
rubber bullets, and then live rounds. When Hubbard arrived
at the yard, about a hundred inmates had dropped to the
ground and another hundred were still fighting. The captain
in charge of the unit stood among a group of inmates,
telling them, "Sit down, get down, we'll take care of this."
Hubbard and the other officers circulated in the yard,
calling prisoners by name, telling them to get down. It took
thirty minutes to quell the riot. Twelve correctional
officers were injured while trying to separate combatants.
Six inmates were stabbed, and five were shot. Victor Hugo
Flores, an inmate serving an eighteen-year sentence for
voluntary manslaughter and attempted murder, was killed by
gunfire.
Hubbard finds working in the
California penal system to be stressful but highly
rewarding. She tries to defuse tensions by talking and
listening to the inmates on the yards. She and her officers
routinely place themselves at great risk. Last year 2,583
staff members were assaulted by inmates in California.
Thousands of the inmates are HIV-positive; thousands more
carry hepatitis C. Officers have lately become the target of
a new form of assault by inmates, known as gassing. Being
"gassed" means being struck by a cup or bag containing feces
and urine. The California prison system, especially its
Level 4 facilities, is full of warring gangs—members of the
Crips, the Bloods, the Fresno Bulldogs, the Aryan
Brotherhood, the Nazi Lowriders, the Mexican Mafia, and the
Black Guerrilla Family, to name a few. In addition to the
organized violence, there are random acts of violence. On
June 15 of last year a correctional officer was attacked by
an inmate in the infirmary at New Folsom. The officer, Linda
Lowery, was savagely beaten and kicked, receiving severe
head wounds. Her attacker was serving a four-year sentence
for assaulting an officer.
California's correctional
officers are not always the victims when violence occurs
behind bars; in recent months they have been linked to
several widely publicized acts of brutality. At Pelican Bay
State Prison at least one officer conspired with inmates to
arrange assaults on convicted child molesters. At Corcoran
State Prison officers allegedly staged "gladiator days," in
which rival gang members were encouraged to fight, staff
members placed bets on the outcome, and matches often ended
with inmates being shot. As the FBI investigates alleged
abuses at Corcoran and allegations of an official cover-up,
correctional officers are feeling misrepresented and
unfairly maligned by the media—only adding to the tension in
California's prisons.
The level of violence in the
California penal system is actually lower today than it was
a decade ago. But the rate of assaults among inmates has
gradually climbed since its low point, in 1991. Studies have
linked double-bunking and prison overcrowding with higher
rates of stress-induced mental disorders, higher rates of
aggression, and higher rates of violence. In the state's
Level 4 prisons almost every cell is now double-bunked. The
fact that more bloodshed has not occurred is a testament to
the high-tech design of the new prisons and the skills of
their officers. Nevertheless, Cal Terhune, the director of
the California Department of Corrections, worries about how
much more stress the system can bear, and about how long it
can go without another riot. "We're sitting on a very
volatile situation," Terhune says. "Every time the phone
rings here, I wonder ..."
Thirty years ago California was
renowned for the liberalism of its criminal-justice system.
In 1968 an inmate bill of rights was signed into law by
Ronald Reagan, then the governor of California. More than
any other state, California was dedicated to the
rehabilitative ideal, to the belief that a prison could take
a criminal and "cure" him, set him on the right path.
California's prisons were notable for their many educational
and vocational programs and their group-therapy sessions. In
those days every state in the country had a system of
indeterminate prison sentences. The legislature set the
maximum sentence for a crime, and judges and parole boards
tried to make the punishment fit the individual.
California's system was the most indeterminate: the sentence
for a given offense might be anything from probation to
life. The broad range of potential sentences gave enormous
power to the parole board, known as the Adult Authority; a
prisoner's release depended on its evaluation of how well
his "treatment" was proceeding. One person might serve ten
months and another person ten years for the same crime.
Although indeterminate
sentencing had many flaws, one of its virtues was that it
gave the state a means of controlling the size of the prison
population. If prisons grew too full, the parole board could
release inmates who no longer seemed to pose a threat to
public safety. Governor Reagan used the Adult Authority to
reduce the size of California's inmate population, giving
thousands of prisoners an early release and closing one of
the state's prisons. By the mid-1970s, however, the Adult
Authority had come under attack from an unusual coalition of
liberals, prisoners, and conservative advocates of law and
order. Liberals thought that the Adult Authority
discriminated against minorities, making them serve longer
sentences. Prisoners thought that it was unfair; after all,
they were still in prison. Conservatives thought that it was
too soft, allowing too many criminals back on the street too
soon. And no one put much faith in the rehabilitative
effects of prison. In 1971 seventeen inmates and seven staff
members were killed in California prisons. The following
year thirty-five inmates and one staff member were killed.
California was one of the
first states in the nation to get rid of indeterminate
sentencing. The state's new law required inmates to serve
the sentence handed down by the judge, with an allowance for
"good time," which might reduce a prison term by half. The
law also amended the section of the state's penal code that
declared the ultimate goals of imprisonment: the word
"rehabilitation" was replaced by the word "punishment." In
1976 the bill was endorsed and signed into law by a liberal
Democrat, Governor Jerry Brown.
As liberalism gave way to
demands for law and order, California judges began to send a
larger proportion of convicted felons to prison and to give
longer sentences. The inmate population started to grow.
Sentencing decisions made at the county level, by local
prosecutors and judges, soon had a major impact on the state
budget, which covered the costs of incarceration. Tax cuts
mandated by Proposition 13 meant that county governments
were strapped for funds and could not maintain local jails
properly or pay for community-based programs that
administered alternative sentences. Offenders who might once
have been sent to a local jail or a halfway house were now
sent to a state prison. California's criminal-justice system
slowly but surely spun out of control. The state legislature
passed hundreds of bills that required tough new sentences,
but did not adequately provide for their funding. Judges
sent people to prison without giving any thought to where
the state would house them. And the Department of
Corrections was left to handle the flood of new inmates,
unable to choose how many it would accept or how many it
would let go.
In 1977 the inmate
population of California was 19,600. Today it is 159,000.
After spending $5.2 billion on prison construction over the
past fifteen years, California now has not only the largest
but also the most overcrowded prison system in the United
States. The state Department of Corrections estimates that
it will need to spend an additional $6.1 billion on prisons
over the next decade just to maintain the current level of
overcrowding. And the state's jails are even more
overcrowded than its prisons. In 1996 more than 325,000
inmates were released early from California jails in order
to make room for offenders arrested for more-serious crimes.
According to a
report this year by the state's Little Hoover
Commission, in many counties offenders who are convicted of
a crime and given sentences of less than ninety days will
not even be sent to jail. The state's backlog of arrest
warrants now stands at about 2.6 million — the number of
arrests that have not been made, the report says, largely
because there's no room in the jails. According to one
official estimate, counties will need to spend $2.4 billion
over the next ten years to build more jails — again, simply
to maintain the current level of overcrowding.
The extraordinary demand for
new prison and jail cells in California has diverted funds
from other segments of the criminal-justice system, creating
a vicious circle. The failure to spend enough on relatively
inexpensive sanctions, such as drug treatment and probation,
has forced the state to increase spending on prisons. Only a
fifth of the felony convictions in California now lead to a
prison sentence. The remaining four fifths are usually
punished with a jail sentence, a term of probation, or both.
But the jails have no room, and the huge caseloads
maintained by most probation officers often render probation
meaningless. An ideal caseload is about twenty-five to fifty
offenders; some probation officers in California today have
a caseload of 3,000 offenders. More than half the state's
offenders on probation will most likely serve their entire
term without ever meeting or even speaking with a probation
officer. Indeed, the only obligation many offenders on
probation must now fulfill is mailing a postcard that gives
their home address.
California parole officers,
too, are overwhelmed by their caseloads. The state's inmate
population is not only enormous but constantly changing.
Last year California sent about 140,000 people to prison —
and released about 132,000. On average, inmates spend two
and a half years behind bars, and then serve a term of one
to three years on parole. During the 1970s each parole agent
handled about forty-five parolees; today each agent handles
about twice that number. The money that the state has saved
by not hiring enough new parole agents is insignificant
compared with the expense of sending parole violators back
to prison.
About half the California
prisoners released on parole are illiterate. About 85
percent are substance abusers. Under the terms of their
parole, they are subjected to periodic drug tests. But they
are rarely offered any opportunity to get drug treatment. Of
the approximately 130,000 substance abusers in California's
prisons, only 3,000 are receiving treatment behind bars.
Only 8,000 are enrolled in any kind of pre-release program
to help them cope with life on the outside. Violent
offenders, who need such programs most of all, are usually
ineligible for them. Roughly 124,000 inmates are simply
released from prison each year in California, given nothing
more than $200 and a bus ticket back to the county where
they were convicted. At least 1,200 inmates every year go
from a secure housing unit at a Level 4 prison — an
isolation unit, designed to hold the most violent and
dangerous inmates in the system — right onto the street. One
day these predatory inmates are locked in their cells for
twenty-three hours at a time and fed all their meals through
a slot in the door, and the next day they're out of prison,
riding a bus home.
Almost two thirds of the
people sent to prison in California last year were parole
violators. Of the roughly 80,000 parole violators returned
to prison, about 60,000 had committed a technical violation,
such as failing a drug test; about 15,000 had committed a
property or a drug crime; and about 3,000 had committed a
violent crime, frequently a robbery to buy drugs. The
gigantic prison system that California has built at such
great expense has essentially become a revolving door for
poor, highly dysfunctional, and often illiterate drug
abusers. They go in, they get out, they get sent back, and
every year there are more. The typical offender being sent
to prison in California today has five prior felony
convictions.
The California legislature has not
authorized a new bond issue for prison construction since
1992, deadlocked over the cost. Meanwhile, the state's
"Three Strikes, You're Out" law has been steadily filling
prison cells with long-term inmates. Don Novey, the head of
the
California Correctional Peace Officers Association (CCPOA),
helped to gain passage of the law. He now worries that if
California's prison system becomes much more overcrowded, a
federal judge may order a large-scale release of inmates.
Novey has proposed keeping some nonviolent offenders out of
prison, allowing judges to give them suspended sentences and
a term of probation instead. He has also advocated a way to
save money while expanding the penal system:build
"mega-prisons." California already builds and operates the
biggest prisons in the United States. A number of California
prisons now hold more than 6,000 inmates — about sixtimes
the nationwide average. The mega-prisons proposed by the
CCPOA would house up to 20,000 inmates. A few new
mega-prisons, Novey says, could satisfy California's demand
for new cells into the next century.
Correctional officials see
prison overcrowding as grounds for worry about potential
riots, bloodshed, and court orders; others see opportunity.
"It has become clear over the past several months," Doctor
R. Crants said earlier this year, "that California is one of
the most promising markets CCA has, with a burgeoning need
for secure, cost-effective prison beds at all levels of
government." In order to get a foothold in that market, CCA
announced it would build three prisons in California
entirely on spec — that is, without any contract to fill
them. "If you build it in the right place," a CCA executive
told The Wall Street Journal, "the prisoners will
come." Crants boasted to the Tennessean that
California's private-prison industry will be dominated by
"CCA alone." Executives at Wackenhut Corrections think
otherwise. Wackenhut already houses almost 2,000 of
California's minimum-security inmates at facilities in the
state. The legislature has recently adopted plans to house
an additional 2,000 minimum-security inmates in private
prisons. Wackenhut and CCA have opened offices in Sacramento
and hired expensive lobbyists. The CCPOA vows to fight hard
against the private-prison companies and their anti-union
tactics. "They can build whatever prisons they want," Don
Novey says. "But the hell if they're going to run them." One
of the new CCA prisons is rising in the Mojave Desert
outside California City, at a cost of about $100 million.
The company is gambling that cheap, empty prison beds will
prove irresistible to California lawmakers. The new CCA
facility promises to be a boon to California City once the
inmates start arriving. The town has been hit hard by
layoffs at Edwards Air Force Base, which is nearby. Mayor
Larry Adams, asked why he wanted a prison, said, "We're a
desperate city."
Alexis de Tocqueville's
Democracy in America is one of the most famous books
ever written about the politics and culture of the United
States. The original purpose of Tocqueville's 1831 journey
to this country is less well known. He came to tour its
prisons on behalf of the French government. The United
States at the time was renowned in Europe for having created
a whole new social institution: the penitentiary. In New
York and Pennsylvania prisons were being designed not to
punish inmates but to reform them. Solitary confinement,
silence, and hard work were imposed in order to encourage
spiritual and moral change. At some penitentiaries officials
placed hoods over the heads of newcomers to isolate them
from other inmates. After visiting American prisons
Tocqueville and his traveling companion, Gustave de
Beaumont, wrote that social reformers in the United States
had been swept up in "the monomania of the penitentiary
system," convinced that prisons were "a remedy for all the
evils of society."
The historian David J.
Rothman, author of The Discovery of the Asylum
(1971), has noted one of the ironies of America's
early-nineteenth-century fondness for prisons. The idea of
the penitentiary took hold at the height of Jacksonian
democracy, when freedom and the spirit of the common man
were being widely celebrated. "At the very moment that
Americans began to pride themselves on the openness of their
society, when the boundless frontier became the symbol of
opportunity and equality," Rothman observes, "notions of
total isolation, unquestioned obedience, and severe
discipline became the hallmarks of the captive society."
More than a century and a half later political rhetoric
about small government and the virtues of the free market is
being accompanied by an eagerness to deny others their
freedom. The hoods now placed on inmates in the isolation
units at maximum-security prisons are not intended to
rehabilitate. They are designed to protect correctional
officers from being bitten or spat upon.
The standard justification
for today's prisons is that they prevent crime. The rate of
violent crime in the United States has indeed been declining
since 1991. The political scientist James Q. Wilson, among
many others, believes that the recent rise in the nation's
incarceration rate has been directly responsible for the
decrease in violent crime. Although the validity of the
theory seems obvious (murderers and rapists who are behind
bars can no longer kill and rape ordinary citizens), it is
difficult to prove. Michael Tonry, a professor of law and
public policy at the University of Minnesota, is an expert
on international sentencing policies and an advocate of
alternative punishments for nonviolent offenders. He
acknowledges that the imprisonment of almost two million
Americans has prevented some crimes from being committed.
"You could choose another two million Americans at random
and lock them up," Tonry says, "and that would reduce the
number of crimes too." But demographics and larger cultural
trends may be responsible for most of the decline in violent
crime. Over the past decade Canada's incarceration rate has
risen only slightly. Nevertheless, the rate of violent crime
in Canada has been falling since 1991. Last year the
homicide rate fell by nine percent. The Canadian murder rate
has now reached its lowest level since 1969.
Christopher Stone, the head
of New York's
Vera
Institute of Justice, believes that prisons can be
"factories for crime." The average inmate in the United
States spends only two years in prison. What happens during
that time behind bars may affect how he or she will behave
upon release. The lesson being taught in most American
prisons—where violence, extortion, and rape have long been
routine—is that the strong will always rule the weak.
Inmates who display the slightest hint of vulnerability
quickly become prey. During the 1950s and 1960s prison gangs
were formed in California and Illinois as a means of
self-protection. Those gangs have now spread nationwide. The
Mexican Mafia and the Aryan Brotherhood have gained power in
Texas prisons. The Gangsta Killer Bloods and the Sex Money
Murder Bloods have emerged in New York prisons. America's
prisons now serve as networking and recruiting centers for
gang members. The differences between street gangs and
prison gangs have become less distinct. The leaders of
prison gangs increasingly direct illegal activity both
inside and outside. A 1996 investigation by the Chicago
Tribune found that gangs had gained extraordinary control
over the state prisons in Illinois: formal classes at the
Stateville prison law library had taught the history and
rules of the Maniac Latin Disciples; a leader of the
Gangster Disciples had at various times kept cellular
phones, a color television, a stereo, a Nintendo Game Boy, a
portable washing machine, and up to a hundred pounds of
marijuana in his cell. Many of the customs, slang, and
tattoos long associated with prison gangs have become
fashionable among young people. In cities throughout
America, the culture of the prisons is rapidly becoming the
culture of the streets.
The spirit of every age is
manifest in its public works, in the great construction
projects that leave an enduring mark on the landscape.
During the early years of this century the Panama Canal
became President Theodore Roosevelt's legacy, a physical
expression of his imperial yearnings. The New Deal faith in
government activism left behind huge dams and bridges, post
offices decorated with murals, power lines that finally
brought electricity to rural America. The interstate highway
system fulfilled dreams of the Eisenhower era, spreading
suburbia far and wide; urban housing projects for the poor
were later built in the hopes of creating a Great Society.
"The era of big government
is over," President Bill Clinton declared in 1996—an
assertion that has proved false in at least one respect. A
recent issue of "Construction Report," a monthly newsletter
published by Correctional Building News, provides
details of the nation's latest public works: a 3,100-bed
jail in Harris County, Texas; a 500-bed medium-security
prison in Redgranite, Wisconsin; a 130-bed minimum-security
facility in Oakland County, Michigan; two 200-bed housing
pods at the Fort Dodge Correctional Facility, in Iowa; a
350-bed juvenile correctional facility in Pendleton,
Indiana; and dozens more. The newsletter includes the
telephone numbers of project managers, so that prison-supply
companies can call and make bids. All across the country new
cellblocks rise. And every one of them, every brand-new
prison, becomes another lasting monument, concrete and
ringed with deadly razor wire, to the fear and greed and
political cowardice that now pervade American society.