United States exports of biological materials to Iraq:
Compromising the credibility of international law
Geoffrey Holland
University of Sussex
June
2005
United
States exports of biological materials to Iraq:
Compromising
the credibility of international law
Abstract
This paper argues that the United States
breached the Biological and Toxin Weapons Convention (BTWC) by
supplying warfare-related biological materials to Iraq during
the 1980s, at a time when that nation was at war with its
neighbour, Iran. It is further argued that the United Kingdom
has an obligation, not least due to its published policy on the
issue, to formally report this breach to the United Nations
Security Council. The case is made that if the UK, as a State
Party to the BTWC, will not report this matter, then the Convention is not the legally
binding international instrument it is claimed to be, thus
compromising the credibility of international law. It may come
as some surprise to the reader to learn – and as far as the
author is aware this information has not previously been made
public – that the anthrax threat from Iraq, a repeatedly cited
reason for the 2003 invasion of that country, actually
originated from a dead cow in South Oxfordshire.
Introduction
In the study of law within International
Relations, one of the first questions posed is: “Is
international law really law?”[1]
Based on the content of this paper, the answer would have
to be a resounding “no”. The reason for this answer will be
clarified in the following pages, which provide evidence of the
export from the US to Iraq of the very biological materials that
were later claimed – due to Iraq’s possession of them – to
be the reason for the invasion of Iraq by the US and Britain in
2003.
Louis Henkin’s vague statement:
“Almost all nations observe almost all principles of
international law and almost all of their obligations almost all
of the time”[2] may well be the fuzzy trend in a range of less vital
matters, but insofar as the subject of this paper is concerned
– and as a result of which, war and large scale loss of life
have resulted – international law appears as a sham. It is
described in academic literature as “a body of rules which
binds states and other agents in world politics in their
relations with one another”,[3]
but if international law is really law, then where are its
teeth, and if it has no teeth, then what is its point?
The subject of this paper hinges on a particular
international treaty – the Biological and Toxin Weapons
Convention – held to be a principal international and legally
binding instrument, a highly dubious claim, based on the
evidence gathered here. According to Article 38 of the Statute
of the International Court of Justice, treaties are a main
source of international law,[4]
so it seems reasonable to contend that if a treaty is
simply disregarded by the States which are party to it, then a
main source of international law is discredited and, thus, the
credibility of international law is very seriously compromised
indeed.
The paper will first examine the wording of the BTWC
before providing evidence in support of the twin arguments that
not only has the Convention been breached by the US, but that
the UK has an obligation to formally report that breach to the
UN Security Council. The focus will then narrow specifically to
anthrax, including revealing the historical origin of this
particular threat – fear of which was repeatedly cited by the
British Government as a primary reason for joining the US-led
invasion.
The
Biological and Toxin Weapons Convention
Properly entitled The
Convention on the Prohibition of the Development, Production,
and
Stockpiling
of Bacteriological (Biological) and Toxin Weapons and on their
Destruction,
the BTWC was signed by Britain and the US
on 10 April 1972 and ratified by both
nations on 26 March 1975 – the day the
Convention came into force.[5]
The Treaty has
been described as the first to ban an
entire class of weapons, prohibiting, as it claims to
do, the development, production,
stockpiling and acquisition of biological weapons, and
supplementing the prohibition on their use
as contained in the 1925 Geneva Protocol.[6]
So far so good – at least the promise is there – but
it is here argued that Article III
of the BTWC has been breached by the US and
that under Article VI of the
Convention, Britain, having knowledge of
that breach, should formally report the matter
to the UN Security Council. Not only does
this seem an obvious moral responsibility, but
it corresponds with published UK policy. However, the British Government has refused
to adhere to its own policy when it comes
to reigning in its ally the United States, and the “intimate
connection between the effectiveness of international law in
international society and the functioning of the balance of
power”[7]
seems to mean, in fact, that international law is wholly ineffective when faced with US power as its adversary.
Rather than examining the whole document, we are here
concerned with just three
of the BTWC’s fifteen Articles –
Articles I, III and VI, reproduced as follows:
- Article
I: Each
State Party to this Convention undertakes never in any
circumstances to develop, produce, stockpile or otherwise
acquire or retain:
(1) Microbial or other biological agents, or toxins whatever
their origin or method of production, of types and in
quantities that have no justification for prophylactic,
protective or other peaceful purposes;
(2) Weapons, equipment or means of delivery designed to use
such agents or toxins for hostile purposes or in armed
conflict.
- Article
III: Each
State Party to this Convention undertakes not to transfer to
any recipient whatsoever, directly or indirectly, and not in
any way to assist, encourage, or induce any State, group of
States or international organizations to manufacture or
otherwise acquire any of the agents, toxins, weapons,
equipment or means of delivery specified in article I of
this Convention.
- Article
VI: (1) Any
State Party to this convention which finds that any other
State Party is acting in breach of obligations deriving from
the provisions of the Convention may lodge a complaint with
the Security Council of the United Nations. Such a complaint
should include all possible evidence confirming its
validity, as well as a request for its consideration by the
Security Council.
(2) Each State Party to this Convention undertakes to
cooperate in carrying out any investigation which the
Security Council may initiate, in accordance with the
provisions of the Charter of the United Nations, on the
basis of the complaint received by the Council. The Security
Council shall inform the States Parties to the Convention of
the results of the investigation.
Article III is quite clear: there are to be
no transfers and no state, or any other entity, is to
be assisted in the manufacture or
acquisition of biological weapons by any State Party to
the Convention. That a range of biological
materials was transferred to Iraq from the
United States is certain – we shall come
to the evidence of that in a moment – but Article
III first directs us back to the
specification in Article I in order to determine the relevance
of those transfers under the terms of the
Convention. According to Part (1) of Article I
there are three factors to consider,
namely:
(i)
Types of
material.
(ii)
Quantities.
(iii)
Justification
for prophylactic, protective or other peaceful purposes.
Regarding the first of these, there can be
no doubt that the types
of materials exported to
Iraq are of the greatest
possible concern, as they comprise some of the most deadly
materials on earth. One batch of anthrax alone makes this point,
as shall be shown.
Regarding the second factor, in the case of biological
materials such as anthrax quantities
are irrelevant, so long as the material may be replicated
from the amount supplied – however small or large that amount
may be. Just to confirm this, Dr Desmond
Turner MP, a biochemist, has stated that
“the
biological materials exported from the
US
to Iraq were quite sufficient to fuel a biological weapons
programme, as a starter culture can be scaled up to any
quantity”.[8]
So, having dispensed with (i) and (ii), we
are left with factor (iii), which should be the only remaining
factor to be dealt with prior to the issuance of a formal
complaint to the UN Security Council regarding the subject US
exports.
It could, of course, be said that there is potential
justification for any substance whatsoever to be exported to any country whatsoever, for the purposes of research. However, if
this is the argument
in defence of the US exports – and there would seem to be no
other – then what is the point of Article III in the first
place? Should we conclude, thirty years after the BTWC came into
force, that the Article was inserted into the document by its
drafters for no reason, and that there would never be grounds
for invoking it? It is certainly hard to envision any
circumstances more extreme than those which have just taken
place in Iraq, and the loss of life and global disruption that
have occurred on account, as was alleged, of Iraq’s possession
of weapons of mass destruction, and in particular anthrax. It is
here contended that if these extreme circumstances are not of
sufficient import to at least warrant investigation, then none
could ever be, and in that case the Convention is meaningless
and should not be regarded as law at all.
The
unequivocal evidence of the Riegle Report
‘The Riegle Report’ details the
findings of US Senate hearings chaired by Senator Donald Riegle
in 1994 – hearings which were set up to investigate ‘Gulf
War Syndrome’,
a term coined by Senator Riegle to describe
the mystery illnesses of US military Veterans following the
first Gulf War in 1991. Among its many other findings, the
Report provides precise invoicing details, including eleven
addresses in Iraq to which warfare-related biological materials
were sent by the American Type Culture Collection (ATCC) between
February 1985 and November 1989.[9]
Anthrax, which will be the prime example used for
illustration in this paper, was supplied in May 1986 and
September 1988, ostensibly to the Ministry of Higher Education
and the Ministry of Trade.
Figure 1
Extract
from the Riegle Report showing that Iraq’s anthrax was shipped
from the United States.
Date:
May 2, 1986
Sent
to: Ministry of Higher Education. Materials Shipped:
Bacillus Anthracis Cohn (ATCC 10)
Batch # 08-20-82 (2 each)
Class III pathogen.
Bacillus Subtitles (Ehrenberg)
Con (ATCC 82)
Batch # 06-20-84 (2 each)
Clostridium botulinum Type A (ATCC
3502)
Batch# 07-07-81 (3 each)
Class III Pathogen
Clostridium perfringens (Weillon
and Zuber)
Hauduroy, et al (ATCC 3624)
Batch# 10-85SV (2 each)
Bacillus subtilis (ATCC 6051)
Batch# 12-06-84 (2 each)
Francisella tularensis var.
tularensis Olsufiev
(ATCC 6223)
Batch# 05-14-79 (2 each)
Avirulent; suitable for preparations of
diagnostic antigens.
Clostridium tetani (ATCC 9441)
Batch 03-94 (3 each)
Highly toxigenic.
Clostridium botulinum Type E (ATCC
9564) Batch# 03-02-79 (2 each)
Class III pathogen
Clostridium tetani (ATCC 10779)
Batch# 04-24-84S (3 each)
Clostridium perfringens (ATCC
12916)
Batch# 08-14-80 (2 each)
Agglutinating Type 2.
Clostridium perfringens (ATCC
13124)
Batch# 08-14-80 (3 each)
Type A, alpha-toxigenic, produces
lecithinase C.J. Appl,
Bacillus Anthracis (ATCC 14185)
Batch# 01-14-80 (3 each) G.G.
Wright (Fort Detrick) V770-NPI-R.
Bovine anthrax, Class III
pathogen
Bacillus
Anthracis (ATCC 14578)
Batch# 01-06-78 (2 each)
Class III pathogen.
Bacillus megaterium (ATCC 14581)
Batch# 04-18-85 (2 each)
Bacillus megaterium (ATCC 14945)
Batch# 06-21-81 (2 each)
Clostridium botulinum Type E (ATCC
17855)
Batch# 06-21-71
Class III pathogen.
Bacillus megaterium (ATCC 19213)
Batch# 3-84 (2 each)
Clostridium botulinum Type A (ATCC
19397)
Batch# 08-18-81 (2 each)
Class III pathogen
Brucella abortus Biotype 3 (ATCC
23450)
Batch# 08-02-84 (3 each)
Class III pathogen
Brucella abortus Biotype 9 (ATCC
23455)
Batch# 02-05-68 (3 each)
Class III pathogen
Brucella melitensis Biotype I (ATCC
23456)
Batch# 03-08-78 (2 each)
Class III pathogen
Brucella melitensis Biotype 3 (ATCC
23458)
Batch# 01-29-68 (2 each)
Class III pathogen
Clostridium botulinum Type A (ATCC
25763)
Batch# 8-83 (2 each)
Class III pathogen
Clostridium botulinum Type F (ATCC
35415)
Batch# 02-02-84 (2 each)
Class III pathogen
The list in Figure 1 is merely one extract
from the invoice details supplied to Senator
Riegle by the ATCC. One item is particularly
notable in this list, for it is the strain of anthrax which will
be shown to be the exclusive strain of anthrax used in the Iraqi
biological weapons programme. Before focusing on anthrax, however,
consider the range of materials exported to Iraq. The Riegle
Report confirms that from 1985:
“Pathogenic
(meaning ‘disease producing’), toxigenic (meaning
‘poisonous’), and other biological research materials were
exported to Iraq pursuant to application and licensing by the U.S.
Department of Commerce….These exported biological materials were
not attenuated or weakened and were capable of reproduction.
According to the Department of Defense's own Report to Congress on
the Conduct of the Persian Gulf War, released in April 1992:
"By the time of the invasion of Kuwait, Iraq had developed
biological weapons. It's advanced and aggressive biological
warfare program was the most advanced in the Arab world... The
program probably began late in the 1970's and concentrated on the
development of two agents, botulinum toxin and anthrax bacteria...
Large-scale production of these agents began in 1989 at four
facilities near Baghdad. Delivery means for biological agents
ranged from simple aerial bombs and artillery rockets to
surface-to-surface missiles."”[10]
The Report finds that among the US exports to
Iraq were the following, and it notes their associated disease
symptoms:[11]
- Bacillus
Anthracis: anthrax
is a disease producing bacteria identified by the Department
of Defense in The Conduct of the Persian Gulf War: Final
Report to Congress, as being a major component in the Iraqi
biological warfare program. Anthrax is an often-fatal
infectious disease due to ingestion of spores. It begins
abruptly with high fever, difficulty in breathing, and chest
pain. The disease eventually results in septicemia (blood
poisoning), and the mortality is high. Once
septicemia is advanced,
antibiotic therapy may prove useless, probably because the
exotoxins remain, despite the death of the bacteria.
- Clostridium
Botulinum: a
bacterial source of botulinum toxin, which causes vomiting,
constipation, thirst, general weakness, headache, fever,
dizziness, double vision, dilation of the pupils and paralysis
of the muscles involving swallowing. It is often fatal.
- Histoplasma
Capsulatum: causes a
disease superficially resembling tuberculosis that may cause
pneumonia, enlargement of the liver and spleen, anemia, an
influenza-like illness and an acute inflammatory skin disease
marked by tender red nodules, usually on the shins.
Reactivated infection usually involves the lungs, the brain,
spinal membranes, heart, peritoneum, and the adrenals.
- Brucella
Melitensis: a
bacteria which can cause chronic fatigue, loss of appetite,
profuse sweating when at rest, pain in joints and muscles,
insomnia, nausea, and damage to major organs.
- Clostridium
Perfringens: highly
toxic bacteria, which cause gas gangrene. The bacteria produce
toxins that move along muscle bundles in the body killing
cells and producing necrotic tissue that is then favorable for
further growth of the bacteria itself. Eventually, these
toxins and bacteria enter the bloodstream and cause a systemic
illness.
Figure 1 provides details of a single shipment
sent on 2 May 1986. Note the emboldened entry for Bacillus
anthracis (ATCC 14578), which the Iraq Survey Group has since
determined was the exclusive strain of anthrax used in the Iraqi
biological weapons programme.[12]
This, then, is the source of the anthrax threat which was
repeatedly promoted both inside Parliament and through the news
media to the British People, prior to the decision being made
for Britain to take part in the invasion of Iraq.
UK
policy and the avoidance of responsibility
According to a House of Commons Library
Research Service paper, produced by the
International Affairs and Defence Section in
May 2003, one reason for the British
Government’s failure to respond to calls to
report these US exports to the UN Security
Council is that under the terms of the BTWC
(article VI) a State Party “may” lodge a complaint with the
Security Council if another State Party is in breach, but is under
no “obligation” to do so.[13]
However, in its Biological Weapons Green Paper of April
2002 – presented to Parliament by command of Her Majesty the
Queen – the Government confirmed that under UK Policy, the
Biological and Toxin Weapons Convention is a “principal
international and legally binding instrument” and “those at
every level responsible for any breach of international law will
be held personally accountable”.[14]
It is here argued, therefore, that the “will” in this UK
policy necessarily turns the “may” of the Convention’s
Article VI into a “will”.
During the last two sessions of Parliament, 162
of Britain’s 655 sitting MPs shared this view and signed two
House of Commons Motions to the effect,[15]
– a fact which,
strangely, has been entirely overlooked by the mainstream news
media. The matter has also been raised in the House of Lords,
where on 15 March 2004, after reading the first of these Motions (EDM
300), the Bishop of Oxford asked the Government:
“Whether,
in accordance with the Biological and Toxin Weapons Convention,
they will report to the Security Council of the United Nations the
reported sale of biological weapons to Iraq by the United
States.”[16]
In response, Foreign Office Minister Baroness
Symons replied as follows:
“My
Lords, no. The materials were exported by the United States in
accordance with export controls in place at the time. The United
States did not believe that they would be used for anything other
than legitimate research purposes and therefore did not knowingly
export the materials to assist a biological weapons programme.
There are therefore no grounds for reporting a breach of the
Biological and Toxin Weapons Convention.”[17]
Thus, the Government acknowledges that the
materials were sent to Iraq from the United States and that a
breach of the Convention would be reported if there were grounds
for doing so, but it avoids the responsibility by providing two
inadequate reasons for not
doing so. Consider the two parts of the Minister’s answer:
1.
“The materials were exported by the United States in accordance
with export controls in place at the time”
The implication here is that some form of US
export controls were in place, but a report prepared in 1994 by
the United States General Accounting Office (GAO) – the audit,
evaluation and investigative arm of Congress – for the Chairman
of the Foreign Affairs
Committee shows this to be false:
“Because
Iraq was removed from antiterrorism controls and because controls
on missile technology and chemical and biological warfare were not
in place until the late 1980s, few foreign policy controls were
placed on exports to Iraq during the 1980s…this, along with the
lack of national security controls, resulted in a long list of
high technology items being sold to Iraq during the 1980s.”[18]
Just to be clear on this, the United
States’ own General Accounting Office says that controls “were
not in place”. The House of Commons Library Research Service
also quotes this same GAO document, saying that US policy “was
not constrained by export controls until the late 1980s – early
1990s”.[19]
2.
“The United States did not believe that they would be used for
anything other than legitimate research purposes and therefore did
not knowingly export the materials to assist a biological weapons
programme”
It is all very well for the Government to
make this claim but it is now known that the materials were
licensed for export by the US Department of Commerce at a time
when
the United States secretly supported Iraq in
its eight-year war with Iran, and that in
February 1982 the US Administration removed
Iraq from its list of ‘terrorist states’ in order to do so.[20] Furthermore, there is the astonishing fact that, among
the various agencies of the Government of Iraq listed in the
Riegle Report, one repeated recipient of these deadly materials
was no less than the Iraqi nuclear weapons research facility, the
Iraq Atomic Energy Commission.[21]
So, on what grounds is this UK Government assertion made,
and how can the conclusion possibly be reached that between 1985
and 1989 anthrax and other warfare-related biological materials
were exported from the US to Iraq for “legitimate research
purposes”? The claim sounds highly implausible and under the
terms of the BTWC the only entity charged with conducting an
investigation into its veracity is the UN Security Council.
Some
historical facts [22]
The extent of US knowledge during the 1980s
is revealed in a 1997 CIA report:
“CIA’s
support for US military forces in the Gulf war began long before
Iraq invaded Kuwait. CIA carefully monitored Iraqi military
developments throughout the 1980s and wrote hundreds of reports
for US political and military leaders on the threat Iraq posed to
its neighbours, Iraq’s relations with terrorists and insurgents,
and Iraq’s acquisition of weapons and military technology. Much
of CIA’s basic research and reporting from before the invasion
proved vital to US military forces deploying to the Gulf….CIA
provided the US military copies of published CIA research papers
on Iraq. Some of the topics included: The status and capabilities
of Iraq’s ballistic missile forces and its chemical, biological,
and nuclear weapons programs.”[23]
As noted, the CIA “carefully monitored
Iraqi military developments throughout the 1980s and wrote
hundreds of reports for US political and military leaders”, and
its reports included: “The status and capabilities of
Iraq’s…biological …weapons programs”. This explains why,
when countering Iraq’s 1990 invasion of Kuwait, both the US and
the UK were sufficiently well-informed that they prepared their
troops for biological attack, as described in another GAO report
of April 2001:
“Both
the United Kingdom and United States considered biological warfare
a threat during the Gulf War…..both the United States and United
Kingdom regarded anthrax and botulinum toxin as potential
threats…..the United States and United Kingdom made widespread
use of vaccines specific to particular biological agents that they
believed Iraq might have employed…..the US inoculated certain
troops with a vaccine for botulinum toxin….both the US and UK
made extensive use of drugs and vaccines. Both took medical
countermeasures (i. e., drugs and vaccines) against exposures to
biological and chemical warfare agents…”[24]
Similarly, according to the 1994 Riegle
Report:
“The
United States military planned for the use of chemical and
biological weapons by Iraq by: discussing the chemical/biological
threat in pre-war threat assessments; designating
chemical/biological production facilities priority bombing
targets; conferring with the U.S. national laboratories about the
hazards associated with the bombings of the chemical, biological
and nuclear weapons facilities; made preparations for the expected
use of chemical/biological weapons by Iraq, including: acquiring
German-made FOX NBC detection surveillance vehicles shortly before
the war; administering anthrax vaccines, an experimental botulinum
toxin vaccine, and pyridostigmine bromide as a nerve agent
pretreatment pill.”[25]
It seems perfectly clear that those at the
highest level in the US were aware of the Iraqi biological weapons
programme. By January 1988, reports of Iraqi germ warfare
capabilities were appearing in the US press, including in Jane’s
Defense Weekly,[26]
America’s leading independent provider of intelligence and
analysis on national and international defence. “Everybody
knows”, a US Government official was quoted as saying, “the
Iraqis are trying to develop biological weapons”.[27]
In March 1989, Secretary of State James Baker had received
a memo from the State
Department, informing him that Iraq “is
working hard at chemical and biological weapons”,[28]
and by
then the statement concerning chemical
weapons was rather old news – a US Department of State
memorandum to the Secretary of State, dating from five years
earlier, entitled “Iraq Use of Chemical Weapons”, opens with
the words: “We have recently received additional information
confirming Iraqi use of chemical weapons”.[29] The
memorandum refers to Iraq’s “almost daily” use of chemical
weapons and states that the issue will be on the agenda of a
National Security Council meeting at the White House that same
week.
The House of Commons Library Research Service corroborates
the fact:
“Indications
that chemical weapons were being used in the conflict between Iran
and Iraq began to emerge during late 1983 after a number of
Iranian casualties suffering from severe burns and lung damage
were evacuated to Western Europe for treatment…..In March 1984
the UN Secretary-General sent a team of specialists to investigate
Iranian claims in an attempt to secure an impartial and objective
opinion. The team, in a unanimous verdict, reported that chemical
weapons had indeed been used against Iranian troops.”[30]
This hardly sounds like a regime to which the
export of deadly warfare-related biological agents should have
been approved, yet the United States Department of Commerce
did so time and time again. Why? There are numerous press
references that indicate a motive: The US was actively supporting
Iraq in its war with Iran. Take, for example, a December 1986
article by Bob Woodward in the Washington Post:
“The
Central Intelligence Agency has been secretly supplying Iraq with
detailed intelligence, including data from sensitive U.S.
satellite reconnaissance photography, to assist Iraqi bombing
raids on Iran's oil terminals and power plants in the war between
the two nations, according to informed sources. The information
has been flowing to Iraq for nearly two years.”[31]
In case there is any doubt that direct
involvement in the arming and support of Saddam
Hussein extended to the very highest level in
the United States, in a sworn declaration in 1995 to the US
District Court, Southern District of Florida, former US National
Security
Council Advisor (1982-1987) Howard Teicher,
who accompanied President Reagan’s
Middle East envoy Donald Rumsfeld to Baghdad
in 1983, stated:
“While
a Staff Member to the National Security Council, I was responsible
for the Middle East and for Political-Military Affairs. During my
five year tenure on the National Security Council, I had regular
contact with both CIA Director William Casey and Deputy Director
Robert Gates…CIA Director Casey personally spearheaded the
effort to ensure that Iraq had sufficient military weapons,
ammunition and vehicles to avoid losing the Iran-Iraq war.
Pursuant to the secret NSDD (National Security Decision
Directive), the United States actively supported the Iraqi war
effort by supplying the Iraqis with billions of dollars of
credits, by providing U.S. military intelligence and advice to the
Iraqis, and by closely monitoring third country arms sales to Iraq
to make sure that Iraq had the military weaponry required. The
United States also provided strategic operational advice to the
Iraqis to better use their assets in combat. For example, in 1986,
President Reagan sent a secret message to Saddam Hussein telling
him that Iraq should step up its air war and bombing of Iran. This
message was delivered by Vice President Bush who communicated it
to Egyptian President Mubarak, who in turn passed the message to
Saddam Hussein. Similar strategic operational military advice was
passed to Saddam Hussein through various meetings with European
and Middle Eastern heads of state. I authored Bush’s talking
points for the 1986 meeting with Mubarak and personally attended
numerous meetings with European and Middle East heads of state
where the strategic operational advice was communicated.”[32]
The
conflation of culture collection strain samples and “weapons”
Over a period of several weeks, this writer
has corresponded with some of the world’s leading authorities on
arms control and anthrax. These include Milton Leitenberg, Senior
Research Scholar at the University of Maryland and Professor
Emeritus Martin Hugh-Jones, of the School of Veterinary Medicine,
Louisiana State University. The
reason for the specific focus on anthrax is due to the fact that
on 30 September 2004, when the findings of the Iraq Survey Group
were published, it was revealed that the exclusive strain of
anthrax used in the Iraqi biological weapons programme was ATCC
strain 14578 – the anthrax strain shipped to Iraq by the
American Type Culture Collection on 2 May 1986.[33] To quote the Iraq Survey Group
Report: “Iraq declared researching different strains of B.
anthracis, but settled on the American Type Culture Collection (ATCC)
strain 14578 as the exclusive strain for use as a BW”.[34] Being as the threat we
were told we faced from Iraq (at one point within 45 minutes) was,
according to the British Government, principally the threat of
anthrax, it follows that this specific strain – the exclusive
strain used – constituted that very threat.
Having already read an earlier report published by this
writer, Milton Leitenberg
responded to an enquiry by e-mail thus:
“That
there were no specific US BW export controls in place at the time
– which your report notes, does not as you there claim, turn it
into a violation. Your report also conflates culture collection
strain samples and “weapons” on several occasions, as I
recall. I will grant you two things: given that there was a war
on, and that Iraq had used CW, and that one of the locations Iraq
listed as a recipient was its Atomic Energy Commission, it would
have been wiser to send them nothing.”[35]
Mr Leitenberg is an acknowledged expert on
this subject and, of course, he is quite correct in noting that
the absence of specific US BW export controls does not mean that
the action by the ATCC constituted a violation. No, it was the
absence of US BW export controls that was the fault, and the US
Administration must, therefore, bear the blame for permitting the
exports. Otherwise, what is the point of signing up to and
ratifying what is held to be an international legally binding
instrument? Either it is
legally binding on states or it is not. It obviously cannot be
both, and if it is not legally binding it can hardly be regarded as law.
As far as conflating culture collection strain samples and
“weapons” is concerned, conflation certainly seems justifiable
in respect of anthrax strain ATCC 14578, for this strain has a
substantial military pedigree which is well known to the US
Government, as will shortly be detailed. Indeed, its military
potential is so well documented that anyone with any sense would
never have allowed it to be sent to Iraq. If we assume that the US
Government has any sense – which, presumably, the Administration
itself would argue – then by logical extension the suspicion
arises that the decision to allow it was a conscious decision. And
if not, then at the very least it was a case of gross negligence.
In his 2004 book The
Problem of Biological Weapons, Milton Leitenberg examines the
question of offensive/defensive distinctions in biological
weapons-related research, noting, among other comparative
examples, that the use of pathogenic or toxic strains is an
indication of a biological weapons facility, whereas the use of
non-pathogenic or non-toxic strains is an indication of a
legitimate facility (ie: one engaged in research for
‘peaceful’ purposes).[36]
Another comparison made is between military/state funded
activities, which he suggests are indicative of a BW facility, as
against private/corporate funded activities, which suggest a
legitimate facility. These examples are cited because the
biological materials exported to Iraq from the United States included
pathogenic or toxic strains, and these were sent by ATCC to agencies
of the government of Iraq.[37]
Mr Leitenberg inserts a useful schema in his book, which he
notes was presented in testimony to the US Congress in 1989 by
Colonel David Huxsoll, a former director of the US Army Medical
Research Institute of Infectious Diseases (USAMRIID),[38]
and which is reproduced here as figure 2. This he suggests is a
schematic representation of a paragraph in a 1969 National
Security Study Memorandum – ie: some years before the subject
materials were exported. It is considered relevant to the case
made herein because it shows where the separation comes between
what may be considered offensive (ie: prohibited
by the BTWC) and defensive (ie: permitted
by the BTWC). Note that attenuated (or weakened) materials are in
the permitted category, whereas more virulent materials are in the
prohibited category.
Figure 2
Defensive
or offensive research?

It should be noted that the 1994 Riegle
Report states that the ATCC exports “were not
attenuated or weakened and were capable of reproduction”,[39] an observation also made by the Bishop of Oxford in the
House of Lords ten years later:
“Those who know about these
matters point out the significance of the phrase that these
biological materials ‘were not attenuated or weakened and were
capable of reproduction’. This seems to suggest that they might
have been used for other than purely therapeutic purposes.”[40]
An extremely interesting point in Mr
Leitenberg’s book is his reference to research reports which
were mysteriously declassified in the mid 1980s (corresponding
with the period of the subject exports to Iraq) and subsequently
reclassified again. As he puts it:
“How
and why these reports should ever have been declassified in the
first place is a mystery. They most certainly should never have
been released at all. They are not “basic science,” but
frequently technical production and process information, including
the detailed processes for producing some of the most dangerous BW
pathogens that exist. Their previous declassification makes no
more sense than would the release of detailed specifications for
producing a nuclear weapon….it is absolutely certain that the
reports which had been released would directly and substantially
assist the development of any nation’s offensive BW program.”[41]
One cannot help but wonder whether these
documents may have been de-classified in order to aid the Iraqi
biological weapons programme. After all, it is now beyond doubt
that at that time the US Administration was covertly supplying
considerable assistance to Iraq in its war against Iran. Without a
paper trail, such conjecture will remain filed under the heading
of ‘conspiracy theory’ but this writer is here reminded of an
answer given by the UK’s Secretary of State for Defence on 1
July 2004, in answer to a Parliamentary Question from Mike Hancock
MP. This exchange went as follows:
Mike Hancock MP:
“To ask the Secretary of State for Defence pursuant to the
answer of 23 June
2004,
Official Report, column 1446W on Iraq, what the origin was of the
foreign technology and technical assistance critical to the
progress of Iraqi weapons of mass destruction.”
Rt Hon Geoff Hoon MP:
“I have already confirmed that Iraq was holding discussions with
North Korea, and Her Majesty's Government 2002 dossier on Iraq's
weapons of mass destruction mentions an Indian chemical
engineering company. I am
withholding further information under exemption 1 (Defence,
Security and International Relations) of the Code of Practice on
Access to Government Information.” [42]
Why was this information withheld? As the
quoted ‘exemption 1’, tends to be used as a blocking device
when US or UK military interests are involved, and as Mr Hoon had
no problem referring to North Korea or to an Indian company, the
inference seems to be that either Britain or the US supplied the
“foreign technology and technical assistance critical to the
progress of Iraqi weapons of mass destruction”.
And there is a further twist to the intrigue which
demonstrates why anthrax strain 14578 should never have been sent
to Iraq on 2 May 1986, and suggests that someone may well have
known what they were doing by supplying it, and/or that failing to
prevent that supply was a matter of gross negligence on the part
of the US Government. It also shows, however, Britain’s own
responsibility in the matter – a responsibility thus far hidden
from the British People: the anthrax came from Britain in the
first place.
The British origin of anthrax
strain 14578 – “Vollum” strain
Anthrax strain 14578 may be found listed in
past ATCC catalogues, in which the company’s ordering procedures
explain that any request for it (and other pathogenic agents)
“should be made on the institution’s official stationery
(purchase order) and signed by the director of the institution,
the chairman of the department concerned, or the scientist in
charge of the project”.[43]
So, presumably, ATCC files will hold copies of Iraq’s original
purchase orders. Such back-up documents do not appear to have been
supplied to Senator Riegle in 1994, but should now be produced
during a proper investigation under the auspices of the United
Nations Security Council.
Each strain in the ATCC catalogue is listed together with
its known history – or rather the individuals who have
maintained the strain over the years are named in succession.
Anthrax strain 14578 appears to have been deposited with ATCC
after being held by P H A Sneath, H M Darlow, P Fildes, R L Vollum,
and originally Dunkin.[44]
So, who are these people through whose hands this anthrax
apparently passed en-route to the ATCC and thence to Saddam
Hussein’s Iraq, from where it became the principal element in
the widely trumpeted ‘forty-five minute threat’ which provided
the pretext for the invasion of Iraq in 2003?
Prof P H A Sneath, now of Leicester University, has
recently stated (by e-mail) that he was never in charge of the
strain, or a collection that included it. Instead, he suggests
that “it was probably sent to ATCC by the National Collection of
Type Cultures, Central Public Health Laboratory, Colindale Avenue,
London”.[45]
However, the ATCC catalogue entry references a paper co-authored
by Prof Sneath, which was published in 1964 in the Journal of
General Microbiology. The article discusses the anthrax strain and
notes that it was isolated from bovine anthrax, has retained its
virulence, and was previously in the care of the Microbiological
Research Establishment (MRE), Porton Down, Wiltshire.[46]
According to the article, Prof Sneath was then at the National
Institute for Medical Research, Mill Hill, London NW7.
Figure 3
ATCC catalogue entry from
1968, indicating that Iraq’s anthrax originated in Britain.

Dr H M Darlow was a senior officer at MRE, Porton Down. A
formerly classified document shows that in 1952 the MRD Type
Culture Collection was transferred to his care from the laboratory
of Dr D W Henderson and became his responsibility as Head of
MRE’s Safety Section.[47]
(Dr Henderson had been Chief Superintendent of MRE Porton Down
after the end of World War Two, having previously been
second-in-command under Dr (later Sir) Paul Fildes.)
During WW2, Dr Paul Fildes, acting – through Sir
Maurice Hankey – upon the orders of Winston Churchill, was
charged with developing a biological weapon for use against
Germany. Anthrax was the weapon of choice and between 1942 and
1943 his team from Porton Down took over the remote Scottish island of
Gruinard, where they exploded a series of anthrax-laden
bombs, testing their killing efficiency using sheep:
“The
aim of the first trials in July 1942 was “to ascertain the
feasibility of producing lethal effects by the explosion of a
modified 30 lb Chemical/HE bomb charged with a suspension of
anthrax spores” (ref). This was to be the first realistic trial
of a prototype BW weapon filled with a pathogenic bacterial agent.
Anthrax (code named “N”) had been selected as a suitable agent
because its capability to produce infection and death after the
inhalation of spores had been demonstrated in the laboratory.”[48]
Dr Fildes obtained this anthrax from Prof R L
Vollum – Professor of Bacteriology at Oxford University – who
had ‘isolated’ the anthrax strain, which was consequently
named after him. According to Martin Hugh-Jones:
“Fildes,
as a result of perceived German BW research, was asked to initiate
research at MRE Porton on B. anthracis as a possible BW weapon
strain; probably 1941. I suspect that it was through the
establishment old boy net, and Oxford being Oxford, he approached
Vollum for any cultures, who sent him the culture from this dead
Oxfordshire cow. And in the usual way of microbiologists that
culture was then labeled "Vollum." For some 18+ months
it was used in animal experiments with sheep at Porton with modest
success. Then they moved to the experiments at Gruinard island, on
south Wales beaches, and elsewhere, and the development of
the 4-lb bomb configuration, US involvement and so on.”[49]
Note the words: “US involvement” in the
foregoing.
As to the reference to ‘Dunkin’ in the ATCC catalogue,
he was Dr G W Dunkin, Superintendent of the Medical Research
Council Field Laboratories and Farm, Mill Hill (same location as
Prof Sneath, above) from 1923 to 1937.[50] In 1937, he became the first director of the
Agricultural Research Council Field Station at Compton in
Berkshire.[51]
And this is when and where the anthrax, shortly to become known as
Vollum strain, and thereafter ATCC strain 14578, originated. Again
according to Martin Hugh-Jones:
“In,
I believe, 1937 a cow died in south Oxfordshire and the
owner's vet sent samples to Compton for diagnosis. ... And
Dunkin's people diagnosed anthrax. Dunkin was a member of the
Royal Society and presumably The Athenaeum. Vollum, Professor of
Bacteriology at Oxford, needed a culture of B. anthracis,
presumably for a class project as his name is otherwise missing
from the anthrax bibliography and asked Dunkin if he had any. He
did; he provided this culture…”[52]
Therefore, the threat we were told we faced
from Iraq, and which formed the basis for the 2003 invasion of
that country, actually originated – probably in 1937 – from a
dead cow in South Oxfordshire.[53]
There is a great deal more of interest that could be said
on this subject, but the point of all of the foregoing in relation
to the case made concerning the US biological exports is that from
1942 onwards a tripartite agreement between the US, Britain and
Canada in the matter of biological research was in place, and
numerous formerly secret documents have been obtained from the
Public Record Office which show that the United States was
intimately involved in the weaponization of this anthrax strain.
These include the documents detailing the Gruinard Island trials
in the early 1940s and others describing further trials elsewhere,
for example those conducted at sea – such as “Operation
Harness”[54] – in the later 1940s and 1950s. The Vollum/14578
anthrax strain is referred to and is noted as having destroyed
many thousands of sheep, monkeys and guinea pigs during these
experimental weapons tests. The documents consistently show that
US representatives were present and include the United States on
their limited ‘top secret’ distribution lists. Even today,
there is a tripartite Memorandum of Understanding in effect and
all such information is shared between the parties.[55]
It is also notable that Dr David Henderson, who took over
at MRE Porton Down as Chief Superintendant after Dr Paul Fildes at
the end of WW2, was the man who conducted most of the Gruinard
Island experiments with the Vollum/14578 anthrax strain, as
Fildes himself was rarely there. Henderson produced a study of
anthrax aerosols, the test equipment even being named after him
– ‘The Henderson apparatus’ – and following the first
phase of the trials on Gruinard Island in 1942 he went to America,
setting up liaisons to ensure US/UK collaboration.[56]
According to Porton historian Gradon Carter, Henderson
initiated a “major collaborative effort with the US Chemical
Corps Biological Laboratories at Camp Detrick for which he was
awarded the US Medal of Freedom, Bronze Palm”.[57]
As Gradon Carter also notes:
“The
United Kingdom made its data available to the US and Canada in
pursuit of an Allied programme for a retaliatory biological
capability in what was later to be called the “N bomb” project
based on 500 lb. cluster bombs containing just over 100 small 4
lb. bomblet sub-munitions of the type which had been trialled
latterly on Gruinard Island. Such clusters had been shown by the
use of simulants in trials at Porton to produce an effective
aerosol concentration of spores over nearly 100 acres from a small
impact area.” [58]
It was intended to produce the anthrax in the
United States but: “In the event, fulfillment of the Allied
plans was halted by the end of the war, before the Vigo plant
erected at Terre Haute, Indiana, by America, had produced any
anthrax spores”.[59]
Quite apart from the aforementioned extent of US/UK
collaboration, the virulence of the Vollum/14578 strain and its
utility as a weapon is well known to the British and American
authorities because, in addition to the development of the anthrax
bomb, five million ‘cattle cakes’ were manufactured and
impregnated with the same anthrax during WW2, for intended release
over Germany by the Royal Air Force: “Each had a small hole
bored into it which was filled with anthrax spores and then
sealed; they were all stored at Porton”.[60]
This was clearly a major operation and according to Dr Paul
Fildes, writing in 1942: “At the present time, the whole
resources of the Biological Section are taken up with research,
applications and manufacture of anthrax”.[61]
There can be absolutely no doubt that the United States was
fully involved in the weaponization of the Vollum/14578 anthrax
strain, though it should be noted that these activities took place
before the BTWC came into force. Fortunately, neither the anthrax
bomb nor the cattle cakes were used against Germany.
A
note on the responsibility of the British Government under law
In addition to its responsibility under
international law – that is if there actually is
a credible concept called international law – the British
Government has a statutory responsibility to its sovereign People,
to whom it is wholly accountable. Although rarely referred to, and
consequently largely unnoticed by the People themselves, an
Article in
Britain’s partially-written Constitution is
worthy of mention. Dating from 1701, the
Article resides in the Act
of Settlement and concerns the laws of the land, which it
terms “the birthright of the people thereof”.[62]
This states that:
“..all
the Kings and Queens , who shall ascend the throne of this Realm,
ought to administer the government of the same according to the
said laws, and all their officers and ministers ought to serve
them respectively according to the same..”[63]
It certainly seems reasonable to expect that
when Green Papers are presented to Parliament by command of Her
Majesty, and these claim that UK Policy is to regard a particular
Convention as a “principal international and legally binding
instrument”, saying that “those at every level responsible for
any breach of international law will be held personally
accountable”, that the stated policy is adhered to.
In
conclusion
This paper rests its case on the following
principal points:
- That
it is known that a range of pathogenic (disease producing) and
toxigenic (poisonous) biological materials were exported to
Iraq from the United States between 1985 and 1989, and that,
among other warfare-related materials, these included a strain
of anthrax utilized and tested over many years as a weapon,
including during well documented WW2 and post-WW2 trials, to
which the US was a party.
- That
the US Government was fully aware of the dangers vested in the
biological materials exported to Iraq by the American Type
Culture Collection between 1985 and 1989, and was, at
the least, grossly negligent in failing to prohibit these
exports to a state which was known by the US Administration at
that time to be actively utilizing chemical weapons of mass
destruction, and suspected – if not known – to also be
developing a biological weapons programme.
- That
with knowledge of the US biological exports, the British
Government, being bound to act according to the law, and
having stated as much in the UK Parliament in the name of Her
Majesty the Queen, has a responsibility to formally report
this matter to the UN Security Council for investigation.
Furthermore, that failure to do so effectively renders the
BTWC meaningless, and, thereby, compromises the very concept
of international law.
Beyond the case made in this paper, the
following appears to be the disturbing international political
reality: The invasion of Iraq by the United States and Britain in
2003 was predicated upon Iraq’s possession of ‘weapons of mass
destruction’ – the primary threat presented both to Parliament
and the People being anthrax. This anthrax was exported to Iraq
from the US, having previously been exported from Britain, where
it had been tested as a biological weapon “because its
capability to produce infection and death after the inhalation of
spores had been demonstrated in the laboratory”. This
information is well known to the US, Britain, and Canada, due to a
trilateral agreement concerning biological research between the
three nations. Meanwhile, more than 20% of Britain’s MPs –
representing approximately 12 million people – have twice called
for a UN investigation into the US exports, a call which has been
dismissed by the British Government by means of flimsy responses
and a refusal to answer questions properly.
***
Former Senator Donald W Riegle Jr [64]
Endnotes
[14] http://www.fco.gov.uk/Files/kfile/btwc290402,0.pdf
, “Strengthening the Biological and Toxin Weapons
Convention: Countering the Threat from Biological weapons”,
Green Paper presented to Parliament by the Secretary of State
for Foreign and Commonwealth Affairs (Rt Hon Jack Straw MP), Apr
2002, p. 5.
[22] Some of the information
in this section has previously been published by this writer in
“Biological and Toxin Weapons Convention and Iraq: A report for Parliament on the British Government’s
response to the US supply of biological materials to Iraq”, Oct
2004, at http://www.edm300.co.uk
.
[29] National Security Archive, US Department of State
Memorandum, “Iraq Use of Chemical Weapons”,
1 Nov 1983, http://www.gwu.edu/~nsarchiv/NSAEBB/NSAEBB82/iraq24.pdf
.
[48]
Carter, G.B., “Gruinard Island: The Historical Background
1942-1972 (U)”, Tech. Note No. 458, copy No. 27 of 36, ref:
264526 – 1002, Chemical Defence Establishment, Porton Down,
Salisbury, Wilts, Mar 1981 (formerly classified); nb: the
decontamination of Gruinard Island in the 1980s was supervised by
Dr David Kelly – see Harvard Sussex Web site: www.sussex.ac.uk/spru/hsp/davidkelly.pdf
.
Acknowledgements
The author of this paper is extremely grateful to Mike Kenner, Open
Government campaigner from Dorset, UK, Julian Perry Robinson of
the Harvard Sussex Program on CBW Armament and Arms Limitation
at the University of Sussex, and Stanley
Roberts from CBWInfo.com in Columbus, OH, USA, for their
time and for making available their respective archives.
Copyright: Geoffrey
Holland . All rights reserved. You may republish under the following conditions: An active link to the original publication must be provided. You must not alter, edit or remove any text within the article, including this copyright notice.
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